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NMC

Nine Masts Capital Portfolio holdings

AUM $995M
1-Year Est. Return 22.79%
This Fund
S&P 500
This Quarter Est. Return
+13.55%
1 Year Est. Return
+22.79%
3 Year Est. Return
+88.15%
5 Year Est. Return
+47.84%
10 Year Est. Return
+90.58%
AUM
$116M
AUM Growth
-$9.98M
Cap. Flow
-$18.8M
Cap. Flow %
-16.15%
Top 10 Hldgs %
97.37%
Holding
53
New
9
Increased
2
Reduced
3
Closed
37

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$15.8M
2
RYAAY icon
Ryanair
RYAAY
+$12.7M
3
DSAC
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
+$9.87M
4
BHP icon
BHP
BHP
+$7.59M
5
CONXU
CONX Corp. Unit
CONXU
+$6.09M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$25.6M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.5M
3
KT icon
KT
KT
+$18M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$4.35M
5
JD icon
JD.com
JD
+$3.46M

Sector Composition

Rank Sector Weight
1 Communication Services 33.21%
2 Industrials 20.76%
3 Miscellaneous 14.91%
4 Consumer Discretionary 11.76%
5 Technology 9.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
1
Alphabet (Google) Class A
GOOGL
$4.22T
$37.1M 31.88%
423,500
-303,800
-42% -$25.6M
RYAAY icon
2
Ryanair
RYAAY
$26.9B
$14.2M 12.2%
+322,923
New +$12.7M
BABA icon
3
Alibaba
BABA
$272B
$13.7M 11.76%
+57,058
New +$15.8M
INFY icon
4
Infosys
INFY
$45.8B
$10.3M 8.82%
597,300
+267,300
+81% +$4.09M
DSAC
5
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
$9.96M 8.56%
+1,000,000
New +$9.87M
BHP icon
6
BHP
BHP
$215B
$8.82M 7.58%
+151,364
New +$7.59M
CONXU
7
DELISTED
CONX Corp. Unit
CONXU
$6.27M 5.39%
+600,000
New +$6.09M
TINV.U
8
DELISTED
Tiga Acquisition Corp. Units, each consisting of one Class A ordinary share and one half of one warrant
TINV.U
$5.98M 5.14%
+565,000
New +$5.86M
RDY icon
9
Dr. Reddy's Laboratories
RDY
$9.62B
$2.87M 2.47%
200,660
+97,650
+95% +$1.31M
KT icon
10
KT
KT
$9.45B
$1.55M 1.33%
140,116
-1,711,474
-92% -$18M
BTWNU
11
DELISTED
Bridgetown Holdings Limited Units
BTWNU
$849K 0.73%
+50,000
New +$585K
AVPT icon
12
AvePoint
AVPT
$2.88B
$300K 0.26%
+20,000
New +$240K
IPOD
13
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$274K 0.24%
+20,000
New +$248K
AVPTW
14
DELISTED
AvePoint Inc Warrant
AVPTW
– –
0
– –
FXI icon
15
PUT
iShares China Large-Cap ETF
FXI
$4.1B
$5K ﹤0.01%
117,600
-50,000
-30% -$2.28M
AAPL icon
16
CALL
Apple
AAPL
$4.84T
– –
-120,000
Closed -$723K
AAPL icon
17
PUT
Apple
AAPL
$4.84T
– –
-120,000
Closed -$834K
AMZN icon
18
CALL
Amazon
AMZN
$2.68T
– –
-50,000
Closed -$510K
AMZN icon
19
PUT
Amazon
AMZN
$2.68T
– –
-50,000
Closed -$482K
ASX icon
20
ASE Group
ASX
$96.6B
– –
-515,309
Closed -$2.1M
FXI icon
21
CALL
iShares China Large-Cap ETF
FXI
$4.1B
– –
-167,600
Closed -$419K
GOOG icon
22
CALL
Alphabet (Google) Class C
GOOG
$4.18T
– –
-100,000
Closed -$367K
GOOG icon
23
PUT
Alphabet (Google) Class C
GOOG
$4.18T
– –
-100,000
Closed -$348K
HD icon
24
CALL
Home Depot
HD
$305B
– –
-20,000
Closed -$240K
HD icon
25
PUT
Home Depot
HD
$305B
– –
-20,000
Closed -$225K
1
2 3

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Nine Masts Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Nine Masts Capital held 53 positions worth $116M, down 7.9% from $126M the previous quarter. Its ten largest holdings account for 97% of the portfolio.

Nine Masts Capital withdrew a net $18.8M in Q4 2020, closing 37 positions and reducing 3 holdings. Its most notable exit was Sumitomo Mitsui Financial, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 33% of assets, down from 58% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, Nine Masts Capital opened a new position in Alibaba worth $13.7M.

  • Nine Masts Capital's largest Q4 2020 buy was Alibaba: 57,058 shares worth $13.7M.
  • Nine Masts Capital added most to Infosys in Q4 2020, an estimated $4.09M increase.
  • Nine Masts Capital's biggest Q4 2020 reduction was Alphabet (Google) Class A, cutting an estimated $25.6M.
  • Nine Masts Capital fully exited Sumitomo Mitsui Financial in Q4 2020, selling an estimated $24.5M.
  • Nine Masts Capital's ten largest holdings make up 97% of its $116M portfolio in Q4 2020.
  • Nine Masts Capital opened 9 new positions and closed 37 in Q4 2020.
  • Nine Masts Capital's portfolio value fell 7.9% quarter-over-quarter to $116M.

Based on Nine Masts Capital's 13F filing for Q4 2020, filed 16 Feb 2021.