We are live on ! Find out more
NMC

Nine Masts Capital Portfolio holdings

AUM $995M
1-Year Est. Return 22.79%
This Fund
S&P 500
This Quarter Est. Return
+9.7%
1 Year Est. Return
+22.79%
3 Year Est. Return
+88.15%
5 Year Est. Return
+47.84%
10 Year Est. Return
+90.58%
AUM
$498M
AUM Growth
+$82.8M
Cap. Flow
-$62.3M
Cap. Flow %
-12.5%
Top 10 Hldgs %
60.44%
Holding
91
New
37
Increased
17
Reduced
16
Closed
15

Top Buys

Rank Stock Value
1
HSBC icon
HSBC
HSBC
+$16.2M
2
IBN icon
ICICI Bank
IBN
+$14.4M
3
TSM icon
TSMC
TSM
+$11.8M
4
ISIL
Intersil Corp
ISIL
+$8.29M
5
BHP icon
BHP
BHP
+$7.85M

Top Sells

Rank Stock Value
1
CHAD
Direxion Daily CSI 300 China A Share Bear 1X Shares
CHAD
+$20M
2
EJ
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
+$14.1M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.1M
4
AUO
AU Optronics Corp
AUO
+$9.26M
5
MFLX
MULTI-FINELINE ELECTRONIX INC
MFLX
+$5.16M

Sector Composition

Rank Sector Weight
1 Miscellaneous 43.52%
2 Technology 22.36%
3 Financials 20.9%
4 Communication Services 4.14%
5 Consumer Discretionary 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMFG icon
1
Sumitomo Mitsui Financial
SMFG
$164B
$49.8M 9.99%
7,464,920
-376,380
-5% -$2.44M
SONY icon
2
Sony
SONY
$145B
$40.7M 8.16%
6,261,080
-278,200
-4% -$1.78M
TSM icon
3
TSMC
TSM
$2.17T
$28.1M 5.65%
919,254
+413,434
+82% +$11.8M
HSBC icon
4
HSBC
HSBC
$355B
$17.2M 3.46%
+517,284
New +$16.2M
ASX icon
5
ASE Group
ASX
$98.4B
$15.9M 3.18%
2,645,314
-204,298
-7% -$1.2M
IBN icon
6
ICICI Bank
IBN
$107B
$14.3M 2.88%
+2,068,780
New +$14.4M
NMR icon
7
Nomura Holdings
NMR
$30.1B
$11.7M 2.34%
2,654,891
+31,591
+1% +$136K
ISIL
8
DELISTED
Intersil Corp
ISIL
$10.5M 2.11%
+478,690
New +$8.29M
MUFG icon
9
Mitsubishi UFJ Financial
MUFG
$258B
$9.03M 1.81%
1,813,630
-458,349
-20% -$2.31M
BHP icon
10
BHP
BHP
$242B
$8.75M 1.76%
+285,907
New +$7.85M
TERP
11
DELISTED
TerraForm Power, Inc
TERP
$8.69M 1.75%
625,000
-275,000
-31% -$3.44M
CHU
12
DELISTED
China Unicom (HONG KONG) Limited
CHU
$8.26M 1.66%
688,396
-10,154
-1% -$113K
IM
13
DELISTED
Ingram Micro
IM
$7.46M 1.5%
209,170
+167,570
+403% +$5.82M
LXK
14
DELISTED
Lexmark Intl Inc
LXK
$6.56M 1.32%
+164,094
New +$5.97M
JOYY
15
JOYY Inc
JOYY
$3.65B
$5.44M 1.09%
+102,129
New +$4.67M
MGM icon
16
MGM Resorts International
MGM
$10.6B
$5.28M 1.06%
+202,700
New +$4.92M
JNK icon
17
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.67B
$5.02M 1.01%
45,533
-1,567
-3% -$170K
LQD icon
18
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$5.01M 1.01%
40,700
+15,500
+62% +$1.91M
BND icon
19
Vanguard Total Bond Market
BND
$161B
$5.01M 1.01%
59,500
+23,300
+64% +$1.96M
AGG icon
20
iShares Core US Aggregate Bond ETF
AGG
$138B
$5M 1%
44,500
+17,400
+64% +$1.96M
BSV icon
21
Vanguard Short-Term Bond ETF
BSV
$45.6B
$5M 1%
61,845
+24,645
+66% +$1.99M
EMB icon
22
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$4.97M 1%
42,400
+15,400
+57% +$1.79M
HMC icon
23
Honda
HMC
$41.3B
$4.93M 0.99%
173,048
-23,082
-12% -$660K
PKX icon
24
POSCO
PKX
$18.2B
$4.65M 0.93%
+90,084
New +$4.44M
CHL
25
DELISTED
China Mobile Limited
CHL
$4.11M 0.82%
67,900
+7,700
+13% +$472K
1
2 3 4

Similar funds

RBC
Romano Brothers & Co Evanston, Illinois $994M AUM 41.36% 1-Year Est. Return
SFA
Souders Financial Advisors Cincinnati, Ohio $994M AUM 18.44% 1-Year Est. Return
LG
Leuthold Group Minneapolis, Minnesota $995M AUM 44.2% 1-Year Est. Return
AGDI
Absolute Gestao de Investimentos Sao Paulo, Brazil $994M AUM 54.06% 1-Year Est. Return
RCG
Rock Creek Group Washington, District of Columbia $994M AUM 11.29% 1-Year Est. Return
PAI
Power Alpha Investment Road Town, Tortola, British Virgin Islands $994M AUM
HWA
HHM Wealth Advisors Chattanooga, Tennessee $996M AUM 23.11% 1-Year Est. Return
DA
Denali Advisors San Diego, California $993M AUM 34.77% 1-Year Est. Return

Nine Masts Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Nine Masts Capital held 91 positions worth $498M, up 20% from $415M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Nine Masts Capital withdrew a net $62.3M in Q3 2016, closing 15 positions and reducing 16 holdings. Its most notable exit was Direxion Daily CSI 300 China A Share Bear 1X Shares, an estimated $20M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 49% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Masts Capital opened a new position in HSBC worth $17.2M.

  • Nine Masts Capital's largest Q3 2016 buy was HSBC: 517,284 shares worth $17.2M.
  • Nine Masts Capital added most to TSMC in Q3 2016, an estimated $11.8M increase.
  • Nine Masts Capital's biggest Q3 2016 reduction was AU Optronics Corp, cutting an estimated $9.26M.
  • Nine Masts Capital fully exited Direxion Daily CSI 300 China A Share Bear 1X Shares in Q3 2016, selling an estimated $20M.
  • Nine Masts Capital's ten largest holdings make up 60% of its $498M portfolio in Q3 2016.
  • Nine Masts Capital opened 37 new positions and closed 15 in Q3 2016.
  • Nine Masts Capital's portfolio value rose 20% quarter-over-quarter to $498M.

Based on Nine Masts Capital's 13F filing for Q3 2016, filed 15 Nov 2016.