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NMC

Nine Masts Capital Portfolio holdings

AUM $995M
1-Year Est. Return 22.79%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+22.79%
3 Year Est. Return
+88.15%
5 Year Est. Return
+47.84%
10 Year Est. Return
+90.58%
AUM
$535M
AUM Growth
+$47.3M
Cap. Flow
-$64.3M
Cap. Flow %
-12.03%
Top 10 Hldgs %
59.76%
Holding
110
New
31
Increased
28
Reduced
18
Closed
24

Top Buys

Rank Stock Value
1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$42.8M
2
QIHU
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
+$22.3M
3
HMIN
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
+$10.3M
4
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$9.95M
5
NMR icon
Nomura Holdings
NMR
+$7.96M

Top Sells

Rank Stock Value
1
MR
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
+$36M
2
OVTI
OMNIVISION TECHNOLOGIES INC
OVTI
+$33.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.9M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$10.5M
5
HSBC icon
HSBC
HSBC
+$9.6M

Sector Composition

Rank Sector Weight
1 Miscellaneous 39.81%
2 Technology 23%
3 Financials 15.38%
4 Communication Services 7.51%
5 Consumer Discretionary 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMFG icon
1
Sumitomo Mitsui Financial
SMFG
$173B
$42.4M 7.93%
6,990,295
+6,865,159
+5,486% +$42.8M
YOKU
2
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$37.8M 7.07%
1,376,057
– –
QIHU
3
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$35.1M 6.56%
464,556
+308,638
+198% +$22.3M
CHAD
4
DELISTED
Direxion Daily CSI 300 China A Share Bear 1X Shares
CHAD
$29.9M 5.6%
693,720
-112,780
-14% -$5.37M
SONY icon
5
Sony
SONY
$143B
$26.1M 4.89%
5,083,000
-37,330
-0.7% -$171K
HMIN
6
DELISTED
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
$22.7M 4.24%
636,590
+297,347
+88% +$10.3M
YDKG
7
Yueda Digital Holding
YDKG
$4.85M
$11.1M 2.07%
987
+92
+10% +$1.01M
MUFG icon
8
Mitsubishi UFJ Financial
MUFG
$271B
$10.4M 1.94%
2,240,768
+2,038,903
+1,010% +$9.95M
NMR icon
9
Nomura Holdings
NMR
$31.1B
$10M 1.87%
2,236,700
+1,682,923
+304% +$7.96M
CCL icon
10
Carnival Corporation Ltd
CCL
$32.2B
$9.56M 1.79%
181,159
+43,680
+32% +$2.11M
VNET
11
VNET Group
VNET
$1.81B
$8.35M 1.56%
418,004
-30,784
-7% -$587K
TERP
12
DELISTED
TerraForm Power, Inc
TERP
$7.79M 1.46%
900,000
+100,000
+13% +$931K
AUO
13
DELISTED
AU Optronics Corp
AUO
$7.7M 1.44%
2,563,310
-671,333
-21% -$1.82M
CHU
14
DELISTED
China Unicom (HONG KONG) Limited
CHU
$7.58M 1.42%
573,796
-5,305
-0.9% -$60.9K
HMC icon
15
Honda
HMC
$42.4B
$6.71M 1.26%
244,730
+46,503
+23% +$1.28M
KANG
16
DELISTED
iKang Healthcare Group, Inc.
KANG
$6.65M 1.24%
+304,106
New +$6.33M
EJ
17
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$6.39M 1.2%
1,028,077
+70,247
+7% +$415K
PKX icon
18
POSCO
PKX
$19B
$6.38M 1.19%
+133,048
New +$5.26M
BONA
19
DELISTED
BONA FILM GROUP LTD SPONSORED ADS
BONA
$6.29M 1.18%
464,514
– –
BABA icon
20
Alibaba
BABA
$281B
$5.74M 1.07%
+72,664
New +$5.11M
HSBC icon
21
HSBC
HSBC
$367B
$5.59M 1.05%
201,192
-324,783
-62% -$9.6M
BIDU icon
22
Baidu
BIDU
$33.7B
$5.34M 1%
+28,000
New +$4.77M
CHI
23
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$5.23M 0.98%
551,446
+334,800
+155% +$3.01M
NTES icon
24
NetEase
NTES
$76.4B
$5.08M 0.95%
+176,995
New +$5.3M
BND icon
25
Vanguard Total Bond Market
BND
$163B
$5.05M 0.94%
+61,000
New +$4.99M
1
2 3 4 5

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Romano Brothers & Co Evanston, Illinois $994M AUM 41.36% 1-Year Est. Return
SFA
Souders Financial Advisors Cincinnati, Ohio $994M AUM 18.44% 1-Year Est. Return
LG
Leuthold Group Minneapolis, Minnesota $995M AUM 44.2% 1-Year Est. Return
AGDI
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RCG
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PAI
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HWA
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DA
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Nine Masts Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Nine Masts Capital held 110 positions worth $535M, up 9.7% from $487M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Nine Masts Capital withdrew a net $64.3M in Q1 2016, closing 24 positions and reducing 18 holdings. Its most notable exit was MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A, an estimated $36M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 40% of assets, down from 47% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Masts Capital opened a new position in iKang Healthcare Group, Inc. worth $6.65M.

  • Nine Masts Capital's largest Q1 2016 buy was iKang Healthcare Group, Inc.: 304,106 shares worth $6.65M.
  • Nine Masts Capital added most to Sumitomo Mitsui Financial in Q1 2016, an estimated $42.8M increase.
  • Nine Masts Capital's biggest Q1 2016 reduction was HSBC, cutting an estimated $9.6M.
  • Nine Masts Capital fully exited MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A in Q1 2016, selling an estimated $36M.
  • Nine Masts Capital's ten largest holdings make up 60% of its $535M portfolio in Q1 2016.
  • Nine Masts Capital opened 31 new positions and closed 24 in Q1 2016.
  • Nine Masts Capital's portfolio value rose 9.7% quarter-over-quarter to $535M.

Based on Nine Masts Capital's 13F filing for Q1 2016, filed 16 May 2016.