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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
+0.68%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$415M
AUM Growth
-$119M
Cap. Flow
-$263M
Cap. Flow %
-63.37%
Top 10 Hldgs %
68.17%
Holding
106
New
19
Increased
13
Reduced
15
Closed
52

Top Buys

Rank Stock Value
1
ASX icon
ASE Group
ASX
+$14M
2
TSM icon
TSMC
TSM
+$12.6M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.6M
4
SONY icon
Sony
SONY
+$7.81M
5
EJ
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
+$7.44M

Top Sells

Rank Stock Value
1
YOKU
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
+$37.8M
2
QIHU
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
+$31.9M
3
HMIN
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
+$22.7M
4
CHAD
Direxion Daily CSI 300 China A Share Bear 1X Shares
CHAD
+$10.5M
5
CCL icon
Carnival Corporation Ltd
CCL
+$9.56M

Sector Composition

Rank Sector Weight
1 Technology 20.08%
2 Financials 15.35%
3 Communication Services 3.04%
4 Utilities 2.36%
5 Consumer Discretionary 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMFG icon
1
Sumitomo Mitsui Financial
SMFG
$158B
$44.4M 10.7%
7,841,300
+851,005
+12% +$5.2M
SONY icon
2
Sony
SONY
$124B
$37.8M 9.11%
6,539,280
+1,456,280
+29% +$7.81M
CHAD
3
DELISTED
Direxion Daily CSI 300 China A Share Bear 1X Shares
CHAD
$20M 4.81%
456,920
-236,800
-34% -$10.5M
ASX icon
4
ASE Group
ASX
$81B
$16.2M 3.9%
2,849,612
+2,644,027
+1,286% +$14M
EJ
5
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$14.1M 3.4%
2,180,796
+1,152,719
+112% +$7.44M
TSM icon
6
TSMC
TSM
$2.09T
$13.3M 3.19%
+505,820
New +$12.6M
GOOGL icon
7
Alphabet (Google) Class A
GOOGL
$4.3T
$10.1M 2.44%
+288,000
New +$10.6M
MUFG icon
8
Mitsubishi UFJ Financial
MUFG
$241B
$10M 2.42%
2,271,979
+31,211
+1% +$148K
TERP
9
DELISTED
TerraForm Power, Inc
TERP
$9.81M 2.36%
900,000
– –
NMR icon
10
Nomura Holdings
NMR
$27.4B
$9.28M 2.23%
2,623,300
+386,600
+17% +$1.61M
AUO
11
DELISTED
AU Optronics Corp
AUO
$8.88M 2.14%
2,617,573
+54,263
+2% +$153K
CHU
12
DELISTED
China Unicom (HONG KONG) Limited
CHU
$7.22M 1.74%
698,550
+124,754
+22% +$1.42M
MFLX
13
DELISTED
MULTI-FINELINE ELECTRONIX INC
MFLX
$5.16M 1.24%
222,439
+7,787
+4% +$178K
JNK icon
14
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.28B
$5.04M 1.21%
+47,100
New +$4.94M
HMC icon
15
Honda
HMC
$36.6B
$4.89M 1.18%
196,130
-48,600
-20% -$1.31M
SINA
16
DELISTED
Sina Corp
SINA
$3.78M 0.91%
+72,932
New +$3.65M
CHL
17
DELISTED
China Mobile Limited
CHL
$3.44M 0.83%
+60,200
New +$3.39M
PTR
18
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$3.36M 0.81%
49,307
-1,800
-4% -$124K
LPL icon
19
LG Display
LPL
$3.19B
$3.31M 0.8%
288,956
+56,030
+24% +$604K
EMB icon
20
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$3.11M 0.75%
+27,000
New +$3.01M
LQD icon
21
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35B
$3.09M 0.74%
+25,200
New +$3.02M
BND icon
22
Vanguard Total Bond Market
BND
$158B
$3.05M 0.73%
36,200
-24,800
-41% -$2.06M
AGG icon
23
iShares Core US Aggregate Bond ETF
AGG
$138B
$3.05M 0.73%
+27,100
New +$3.01M
BIV icon
24
Vanguard Intermediate-Term Bond ETF
BIV
$29B
$3.05M 0.73%
+34,600
New +$2.99M
VCSH icon
25
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$3.03M 0.73%
+37,500
New +$3.01M
1
2 3 4

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Nine Masts Capital's Q2 2016 Portfolio in Review

As of Q2 2016, Nine Masts Capital held 106 positions worth $415M, down 22% from $535M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Nine Masts Capital withdrew a net $263M in Q2 2016, closing 52 positions and reducing 15 holdings. Its most notable exit was YOUKU TUDOU INC.(CAYMAN ISLS), an estimated $37.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 23% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Nine Masts Capital opened a new position in TSMC worth $13.3M.

  • Nine Masts Capital's largest Q2 2016 buy was TSMC: 505,820 shares worth $13.3M.
  • Nine Masts Capital added most to ASE Group in Q2 2016, an estimated $14M increase.
  • Nine Masts Capital's biggest Q2 2016 reduction was QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS, cutting an estimated $31.9M.
  • Nine Masts Capital fully exited YOUKU TUDOU INC.(CAYMAN ISLS) in Q2 2016, selling an estimated $37.8M.
  • Nine Masts Capital's ten largest holdings make up 68% of its $415M portfolio in Q2 2016.
  • Nine Masts Capital opened 19 new positions and closed 52 in Q2 2016.
  • Nine Masts Capital's portfolio value fell 22% quarter-over-quarter to $415M.

Based on Nine Masts Capital's 13F filing for Q2 2016, filed 9 Aug 2016.