Nine Masts Capital’s Direxion Daily CSI 300 China A Share Bear 1X Shares CHAD Stock Holding History

Nine Masts Capital’s Portfolio CHAD Stock Details CHAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-456,920	Closed	-$20M	–	85
2016 Q2	$20M	Sell	456,920 -236,800	-34%	-$10.5M	4.81%	7
2016 Q1	$29.9M	Sell	693,720 -112,780	-14%	-$5.37M	5.6%	6
2015 Q4	$34M	Buy	806,500 +55,104	+7%	+$2.42M	6.97%	4
2015 Q3	$38M	Buy	+751,396	New	+$37.2M	9.75%	2

Other funds holding CHAD

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

HMC

Harvard Management Company Boston, Massachusetts $1.82B AUM 26.23% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Cutler Group San Francisco, California $307M AUM 45.11% 1-Year Est. Return

NFG

Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return

Nine Masts Capital's CHAD Position: Q3 2016 in Review

Nine Masts Capital sold out of Direxion Daily CSI 300 China A Share Bear 1X Shares (CHAD) in Q3 2016, closing a stake of 456,920 shares — an estimated $20M sold.

Nine Masts Capital first reported a position in CHAD in Q3 2015 and held it in 4 quarters. The position peaked at $38M in Q3 2015. 10 funds tracked by Wall St. Rank hold CHAD as of Q3 2016.

Nine Masts Capital reported no remaining Direxion Daily CSI 300 China A Share Bear 1X Shares position as of Q3 2016 after selling out during the quarter.
Nine Masts Capital sold 456,920 Direxion Daily CSI 300 China A Share Bear 1X Shares shares in Q3 2016, an estimated $20M.
Nine Masts Capital first reported a position in Direxion Daily CSI 300 China A Share Bear 1X Shares in Q3 2015 and held it in 4 quarters.
Nine Masts Capital's Direxion Daily CSI 300 China A Share Bear 1X Shares position peaked at $38M in Q3 2015.
10 funds tracked by Wall St. Rank held Direxion Daily CSI 300 China A Share Bear 1X Shares as of Q3 2016.

Based on Nine Masts Capital's 13F filing for Q3 2016, filed 15 Nov 2016.