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NMC

Nine Masts Capital Portfolio holdings

AUM $995M
1-Year Est. Return 22.79%
This Fund
S&P 500
This Quarter Est. Return
+2.88%
1 Year Est. Return
+22.79%
3 Year Est. Return
+88.15%
5 Year Est. Return
+47.84%
10 Year Est. Return
+90.58%
AUM
$487M
AUM Growth
-$11M
Cap. Flow
-$182M
Cap. Flow %
-37.39%
Top 10 Hldgs %
67.02%
Holding
97
New
20
Increased
18
Reduced
12
Closed
38

Top Buys

Rank Stock Value
1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$29.4M
2
HAR
Harman International Industries
HAR
+$9.44M
3
ENH
Endurance Specialty Holdings Ltd
ENH
+$5.35M
4
MLCO icon
Melco Resorts & Entertainment
MLCO
+$5.31M
5
VALE icon
Vale
VALE
+$5.09M

Top Sells

Rank Stock Value
1
TSM icon
TSMC
TSM
+$25.5M
2
HSBC icon
HSBC
HSBC
+$17.2M
3
IBN icon
ICICI Bank
IBN
+$14.3M
4
BHP icon
BHP
BHP
+$8.75M
5
IM
Ingram Micro
IM
+$7.46M

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.21%
2 Financials 15.45%
3 Technology 14.97%
4 Communication Services 9.01%
5 Consumer Discretionary 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMFG icon
1
Sumitomo Mitsui Financial
SMFG
$173B
$50.2M 10.3%
6,569,179
-895,741
-12% -$6.5M
TFCF
2
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$29.9M 6.14%
+1,097,588
New +$29.4M
SONY icon
3
Sony
SONY
$143B
$29.5M 6.07%
5,267,650
-993,430
-16% -$6.04M
NMR icon
4
Nomura Holdings
NMR
$31.1B
$15.7M 3.22%
2,654,891
– –
ASX icon
5
ASE Group
ASX
$97.7B
$12.3M 2.53%
2,410,053
-235,261
-9% -$1.31M
ISIL
6
DELISTED
Intersil Corp
ISIL
$11.2M 2.3%
502,215
+23,525
+5% +$521K
HAR
7
DELISTED
Harman International Industries
HAR
$10.9M 2.23%
+97,791
New +$9.44M
CHU
8
DELISTED
China Unicom (HONG KONG) Limited
CHU
$8.22M 1.69%
706,170
+17,774
+3% +$210K
ENH
9
DELISTED
Endurance Specialty Holdings Ltd
ENH
$5.4M 1.11%
+58,401
New +$5.35M
VALE icon
10
Vale
VALE
$65B
$5.29M 1.09%
+694,275
New +$5.09M
EMB icon
11
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$5.03M 1.03%
45,600
+3,200
+8% +$359K
BIV icon
12
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$5.02M 1.03%
60,400
+20,800
+53% +$1.77M
AGG icon
13
iShares Core US Aggregate Bond ETF
AGG
$138B
$5.01M 1.03%
46,400
+1,900
+4% +$208K
BND icon
14
Vanguard Total Bond Market
BND
$163B
$5.01M 1.03%
62,000
+2,500
+4% +$205K
VCSH icon
15
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$5.01M 1.03%
63,100
+25,100
+66% +$2M
BSV icon
16
Vanguard Short-Term Bond ETF
BSV
$46.5B
$5M 1.03%
62,900
+1,055
+2% +$84.4K
INFY icon
17
Infosys
INFY
$47.4B
$4.97M 1.02%
+667,560
New +$5.01M
MLCO icon
18
Melco Resorts & Entertainment
MLCO
$1.98B
$4.91M 1.01%
+309,088
New +$5.31M
TERP
19
DELISTED
TerraForm Power, Inc
TERP
$4.61M 0.95%
360,000
-265,000
-42% -$3.45M
LQD icon
20
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$30.3B
$4.18M 0.86%
35,688
-5,012
-12% -$596K
SDRL
21
PUT
DELISTED
Seadrill Limited Common Stock
SDRL
$4.03M 0.83%
229
+161
+237% +$118K
MUFG icon
22
Mitsubishi UFJ Financial
MUFG
$271B
$4M 0.82%
647,778
-1,165,852
-64% -$6.62M
BKLN icon
23
Invesco Senior Loan ETF
BKLN
$6.77B
$3.94M 0.81%
168,816
+68,816
+69% +$1.6M
JNK icon
24
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.85B
$3.87M 0.8%
35,414
-10,119
-22% -$1.1M
QUNR
25
DELISTED
Qunar Cayman Islands Limited
QUNR
$3.37M 0.69%
111,822
+14,400
+15% +$428K
1
2 3 4

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RBC
Romano Brothers & Co Evanston, Illinois $994M AUM 41.36% 1-Year Est. Return
SFA
Souders Financial Advisors Cincinnati, Ohio $994M AUM 18.44% 1-Year Est. Return
LG
Leuthold Group Minneapolis, Minnesota $995M AUM 44.2% 1-Year Est. Return
AGDI
Absolute Gestao de Investimentos Sao Paulo, Brazil $994M AUM 54.06% 1-Year Est. Return
RCG
Rock Creek Group Washington, District of Columbia $994M AUM 11.29% 1-Year Est. Return
PAI
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HWA
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DA
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Nine Masts Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Nine Masts Capital held 97 positions worth $487M, down 2.2% from $498M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Nine Masts Capital withdrew a net $182M in Q4 2016, closing 38 positions and reducing 12 holdings. Its most notable exit was HSBC, an estimated $17.2M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 44% a quarter earlier, followed by Financials and Technology.

Against the trend, Nine Masts Capital opened a new position in Twenty-First Century Fox, Inc. Class B worth $29.9M.

  • Nine Masts Capital's largest Q4 2016 buy was Twenty-First Century Fox, Inc. Class B: 1,097,588 shares worth $29.9M.
  • Nine Masts Capital added most to Vanguard Short-Term Corporate Bond ETF in Q4 2016, an estimated $2M increase.
  • Nine Masts Capital's biggest Q4 2016 reduction was TSMC, cutting an estimated $25.5M.
  • Nine Masts Capital fully exited HSBC in Q4 2016, selling an estimated $17.2M.
  • Nine Masts Capital's ten largest holdings make up 67% of its $487M portfolio in Q4 2016.
  • Nine Masts Capital opened 20 new positions and closed 38 in Q4 2016.
  • Nine Masts Capital's portfolio value fell 2.2% quarter-over-quarter to $487M.

Based on Nine Masts Capital's 13F filing for Q4 2016, filed 9 Feb 2017.