Nine Masts Capital’s Nomura Holdings NMR Stock Holding History

Nine Masts Capital’s Portfolio NMR Stock Details NMR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-610,526	Closed	-$2.15M	–	175
2019 Q2	$2.15M	Buy	610,526 +335,136	+122%	+$1.17M	0.31%	27
2019 Q1	$994K	Buy	275,390 +51,540	+23%	+$202K	0.31%	33
2018 Q4	$859K	Buy	+223,850	New	+$1M	0.14%	76
2018 Q3	–	Sell	-760,438	Closed	-$3.69M	–	350
2018 Q2	$3.69M	Buy	760,438 +546,515	+255%	+$2.98M	0.72%	30
2018 Q1	$1.24M	Sell	213,923 -456,422	-68%	-$2.83M	0.19%	57
2017 Q4	$3.96M	Buy	670,345 +140,145	+26%	+$812K	0.53%	28
2017 Q3	$2.97M	Sell	530,200 -311,368	-37%	-$1.78M	0.44%	23
2017 Q2	$5.04M	Sell	841,568 -1,294,088	-61%	-$7.92M	0.6%	31
2017 Q1	$13.3M	Sell	2,135,656 -519,235	-20%	-$3.33M	2.25%	11
2016 Q4	$15.7M	Hold	2,654,891	–	–	3.22%	9
2016 Q3	$11.7M	Buy	2,654,891 +31,591	+1%	+$136K	2.34%	12
2016 Q2	$9.28M	Buy	2,623,300 +386,600	+17%	+$1.61M	2.23%	14
2016 Q1	$10M	Buy	2,236,700 +1,682,923	+304%	+$7.96M	1.87%	12
2015 Q4	$3.13M	Buy	553,777 +280,672	+103%	+$1.71M	0.64%	30
2015 Q3	$1.57M	Buy	273,105 +90,439	+50%	+$599K	0.4%	36
2015 Q2	$1.24M	Sell	182,666 -349,848	-66%	-$2.28M	0.41%	37
2015 Q1	$3.13M	Hold	532,514	–	–	0.64%	22
2014 Q4	$3.07M	Buy	+532,514	New	+$3.15M	0.73%	19

Other funds holding NMR

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LMR Partners London, United Kingdom $45.4B AUM 60.68% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Renaissance Technologies

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Millennium Management

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return