Nine Masts Capital’s Nomura Holdings NMR Stock Holding History

Nine Masts Capital’s Portfolio NMR Stock Details NMR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-610,526	Closed	-$2.15M	–	175
2019 Q2	$2.15M	Buy	610,526 +335,136	+122%	+$1.17M	0.31%	27
2019 Q1	$994K	Buy	275,390 +51,540	+23%	+$202K	0.31%	33
2018 Q4	$859K	Buy	+223,850	New	+$1M	0.14%	76
2018 Q3	–	Sell	-760,438	Closed	-$3.69M	–	350
2018 Q2	$3.69M	Buy	760,438 +546,515	+255%	+$2.98M	0.72%	30
2018 Q1	$1.24M	Sell	213,923 -456,422	-68%	-$2.83M	0.19%	57
2017 Q4	$3.96M	Buy	670,345 +140,145	+26%	+$812K	0.53%	28
2017 Q3	$2.97M	Sell	530,200 -311,368	-37%	-$1.78M	0.44%	23
2017 Q2	$5.04M	Sell	841,568 -1,294,088	-61%	-$7.92M	0.6%	31
2017 Q1	$13.3M	Sell	2,135,656 -519,235	-20%	-$3.33M	2.25%	11
2016 Q4	$15.7M	Hold	2,654,891	–	–	3.22%	9
2016 Q3	$11.7M	Buy	2,654,891 +31,591	+1%	+$136K	2.34%	12
2016 Q2	$9.28M	Buy	2,623,300 +386,600	+17%	+$1.61M	2.23%	14
2016 Q1	$10M	Buy	2,236,700 +1,682,923	+304%	+$7.96M	1.87%	12
2015 Q4	$3.13M	Buy	553,777 +280,672	+103%	+$1.71M	0.64%	30
2015 Q3	$1.57M	Buy	273,105 +90,439	+50%	+$599K	0.4%	36
2015 Q2	$1.24M	Sell	182,666 -349,848	-66%	-$2.28M	0.41%	37
2015 Q1	$3.13M	Hold	532,514	–	–	0.64%	22
2014 Q4	$3.07M	Buy	+532,514	New	+$3.15M	0.73%	19

Other funds holding NMR

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

LMR Partners London, United Kingdom $26.8B AUM 68.38% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Nine Masts Capital's NMR Position: Q3 2019 in Review

Nine Masts Capital sold out of Nomura Holdings (NMR) in Q3 2019, closing a stake of 610,526 shares — an estimated $2.15M sold.

Nine Masts Capital first reported a position in NMR in Q4 2014 and held it in 18 quarters. The position peaked at $15.7M in Q4 2016. 78 funds tracked by Wall St. Rank hold NMR as of Q3 2019.

Nine Masts Capital reported no remaining Nomura Holdings position as of Q3 2019 after selling out during the quarter.
Nine Masts Capital sold 610,526 Nomura Holdings shares in Q3 2019, an estimated $2.15M.
Nine Masts Capital first reported a position in Nomura Holdings in Q4 2014 and held it in 18 quarters.
Nine Masts Capital's Nomura Holdings position peaked at $15.7M in Q4 2016.
78 funds tracked by Wall St. Rank held Nomura Holdings as of Q3 2019.

Based on Nine Masts Capital's 13F filing for Q3 2019, filed 12 Nov 2019.