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Nomura Holdings

102 hedge funds and large institutions have $108M invested in Nomura Holdings in 2016 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 27 increasing their positions, 40 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 8

42% more capital invested

Capital invested by funds: $76.3M → $108M (+$31.9M)

10% more funds holding

Funds holding: 93102 (+9)

0.03% more ownership

Funds ownership: 0.45%0.48% (+0.03%)

33% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 40

Holders
102
Holders Change
+9
Holders Change %
+9.68%
% of All Funds
2.55%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
18
Increased
27
Reduced
40
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$18.1M +$8.07M +1,515,271 +98%
NMC
2
Nine Masts Capital
Hong Kong
$15.7M
PPA
3
Parametric Portfolio Associates
Washington
$13.3M +$1.55M +291,520 +15%
AG
4
Aperio Group
California
$10.3M -$828K -155,333 -8%
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$7.15M -$189K -35,539 -3%
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$6.67M -$168K -31,594 -3%
TWI
7
Thomas White International
Illinois
$6.48M -$330K -61,876 -5%
Goldman Sachs
8
Goldman Sachs
New York
$5.55M +$586K +110,048 +13%
CAM
9
Capstone Asset Management
Texas
$1.93M -$20.8K -3,910 -1%
UBS Group
10
UBS Group
Switzerland
$1.72M -$251K -47,131 -14%
WAM
11
World Asset Management
Michigan
$1.39M -$111K -20,833 -8%
RFC
12
Regions Financial Corp
Alabama
$1.36M -$62.3K -11,701 -5%
Comerica Bank
13
Comerica Bank
Texas
$1.32M +$130K +24,428 +13%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$1.24M -$103K -19,338 -8%
HighTower Advisors
15
HighTower Advisors
Illinois
$1.2M +$1.08M +203,330 New
Bank of America
16
Bank of America
North Carolina
$1.17M +$3.58K +671 +0.3%
LPL Financial
17
LPL Financial
California
$1.07M +$4.62K +868 +0.5%
JP Morgan Chase
18
JP Morgan Chase
New York
$686K +$372K +69,831 +150%
LNWWM
19
Laird Norton Wetherby Wealth Management
California
$661K +$14.9K +2,805 +3%
CMBA
20
C.M. Bidwell & Associates
Hawaii
$648K +$569K +106,740 +3,383%
Invesco
21
Invesco
Georgia
$633K -$38.8K -7,291 -6%
CIM
22
Calvert Investment Management
Maryland
$580K -$3.28K -616 -0.6%
RJA
23
Raymond James & Associates
Florida
$544K -$80.7K -15,157 -14%
Jane Street
24
Jane Street
New York
$524K +$473K +88,783 New
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$451K +$1.61K +302 +0.4%

NMR Hedge Fund Activity: Q4 2016 in Review

102 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Nomura Holdings (NMR) for Q4 2016, worth a combined $108M — up 42% from $76.3M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new NMR positions and 8 closed out — a net gain of 10 holders — while 27 added to existing stakes and 40 trimmed.

The largest buyer was Northern Trust, adding an estimated $8.07M. The largest seller was Deere & Company, exiting entirely with an estimated $924K sold.

  • 102 institutional investors held Nomura Holdings (NMR) as of Q4 2016, up from 93 in Q3 2016.
  • Funds reported $108M of Nomura Holdings stock for Q4 2016, up 42% quarter-over-quarter.
  • 18 funds opened new Nomura Holdings positions in Q4 2016 and 8 closed out, a net change of +10 holders.
  • The largest Nomura Holdings buyer in Q4 2016 was Northern Trust, an estimated $8.07M added.
  • The largest Nomura Holdings seller in Q4 2016 was Deere & Company, an estimated $924K sold.

Based on aggregated 13F filings for Q4 2016.