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Nomura Holdings

96 hedge funds and large institutions have $123M invested in Nomura Holdings in 2017 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 23 increasing their positions, 41 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.02% more ownership

Funds ownership: 0.55%0.58% (+0.02%)

4% less capital invested

Capital invested by funds: $128M → $123M (-$5.44M)

9% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 11

3% less funds holding

Funds holding: 9996 (-3)

44% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 41

99% less call options, than puts

Call options by funds: $1K | Put options by funds: $141K

Holders
96
Holders Change
-3
Holders Change %
-3.03%
% of All Funds
2.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
23
Reduced
41
Closed
11
Calls
$1K
Puts
$141K
Net Calls
-$140K
Net Calls Change
-$140K
Name Holding Trade Value Shares
Change
Change in
Stake
Fisher Asset Management
1
Fisher Asset Management
Washington
$24.1M +$5.97M +1,040,841 +32%
Northern Trust
2
Northern Trust
Illinois
$17M +$24.1K +4,206 +0.1%
PPA
3
Parametric Portfolio Associates
Washington
$15.2M +$440K +76,685 +3%
AG
4
Aperio Group
California
$11M -$929K -162,036 -8%
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$6.77M +$24.6K +4,290 +0.4%
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$6.41M
Goldman Sachs
7
Goldman Sachs
New York
$5.32M -$743K -129,623 -12%
Arrowstreet Capital
8
Arrowstreet Capital
Massachusetts
$5.07M +$1.59M +277,555 +44%
AL
9
AJO LP
Pennsylvania
$3.96M +$1.36M +237,171 +50%
TWI
10
Thomas White International
Illinois
$3.18M -$447K -78,048 -12%
NMC
11
Nine Masts Capital
Hong Kong
$2.97M -$1.78M -311,368 -37%
UBS Group
12
UBS Group
Switzerland
$2.22M +$63.8K +11,137 +3%
CGH
13
Crossmark Global Holdings
Texas
$2.09M +$2.15M +375,293 New
Bank of America
14
Bank of America
North Carolina
$1.56M +$321K +56,009 +25%
WAM
15
World Asset Management
Michigan
$1.25M -$3.36K -586 -0.3%
Comerica Bank
16
Comerica Bank
Texas
$1.19M -$453 -79 -0%
CS
17
Credit Suisse
Switzerland
$938K +$965K +168,394 New
Bank of New York Mellon
18
Bank of New York Mellon
New York
$783K -$415K -72,475 -34%
LNWWM
19
Laird Norton Wetherby Wealth Management
California
$694K -$23.1K -4,036 -3%
LPL Financial
20
LPL Financial
California
$574K -$14K -2,444 -2%
Invesco
21
Invesco
Georgia
$564K -$25.6K -4,461 -4%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$457K -$3.47K -606 -0.7%
CA
23
Commerzbank Aktiengesellschaft
Germany
$421K
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$370K +$7.25K +1,265 +2%
Ameriprise
25
Ameriprise
Minnesota
$363K -$133K -23,183 -26%

NMR Hedge Fund Activity: Q3 2017 in Review

96 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Nomura Holdings (NMR) for Q3 2017, worth a combined $123M — down 4.3% from $128M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of NMR and 10 opened new positions — a net loss of 1 holder — while 41 trimmed existing stakes and 23 added.

The largest buyer was Fisher Asset Management, adding an estimated $5.97M. The largest seller was Nine Masts Capital, cutting an estimated $1.78M.

  • 96 institutional investors held Nomura Holdings (NMR) as of Q3 2017, down from 99 in Q2 2017.
  • Funds reported $123M of Nomura Holdings stock for Q3 2017, down 4.3% quarter-over-quarter.
  • 10 funds opened new Nomura Holdings positions in Q3 2017 and 11 closed out, a net change of -1 holder.
  • The largest Nomura Holdings buyer in Q3 2017 was Fisher Asset Management, an estimated $5.97M added.
  • The largest Nomura Holdings seller in Q3 2017 was Nine Masts Capital, an estimated $1.78M sold.

Based on aggregated 13F filings for Q3 2017.