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Nomura Holdings

91 hedge funds and large institutions have $241M invested in Nomura Holdings in 2013 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 33 increasing their positions, 25 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more call options, than puts

Call options by funds: $1.44M | Put options by funds: $667K

32% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 25

4% more capital invested

Capital invested by funds: $232M → $241M (+$8.74M)

0.02% more ownership

Funds ownership: 0.76%0.78% (+0.02%)

6% less funds holding

Funds holding: 9791 (-6)

24% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 21

Holders
91
Holders Change
-6
Holders Change %
-6.19%
% of All Funds
2.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
33
Reduced
25
Closed
21
Calls
$1.44M
Puts
$667K
Net Calls
+$770K
Net Calls Change
-$122K
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
Roosevelt Investment Group
New York
$45.4M -$4.16M -544,601 -9%
MAA
2
Managed Account Advisors
New Jersey
$27.2M -$1.12M -146,149 -4%
Neuberger Berman Group
3
Neuberger Berman Group
New York
$22.5M +$22M +2,880,447 +17,124%
Wells Fargo
4
Wells Fargo
California
$13.4M -$535K -70,149 -4%
Bank of New York Mellon
5
Bank of New York Mellon
New York
$10.3M +$2.65M +346,848 +35%
JP Morgan Chase
6
JP Morgan Chase
New York
$9.99M +$3.61M +472,771 +58%
Dimensional Fund Advisors
7
Dimensional Fund Advisors
Texas
$8.62M
D.E. Shaw & Co
8
D.E. Shaw & Co
New York
$8.29M +$1.31M +172,241 +19%
CM
9
Castleark Management
Illinois
$8.05M
DVM
10
Dreman Value Management
Florida
$6.92M -$1.94M -254,269 -29%
AG
11
Aperio Group
California
$6.27M -$5.57M -730,290 Closed
Northern Trust
12
Northern Trust
Illinois
$5.49M +$668K +87,501 +14%
PPA
13
Parametric Portfolio Associates
Washington
$5.36M +$433K +56,787 +9%
Fidelity Investments
14
Fidelity Investments
Massachusetts
$5.28M +$4.44M +581,400 +590%
Goldman Sachs
15
Goldman Sachs
New York
$5.26M +$946K +123,899 +22%
Renaissance Technologies
16
Renaissance Technologies
New York
$4.19M -$570K -74,700 -12%
Morgan Stanley
17
Morgan Stanley
New York
$3.86M -$1.65M -215,716 -30%
HJGA
18
Hardman Johnston Global Advisors
Connecticut
$3.69M +$1.83M +239,430 +102%
U
19
UBS
Switzerland
$3.48M +$1.41M +184,694 +70%
Arrowstreet Capital
20
Arrowstreet Capital
Massachusetts
$3.35M +$429K +56,220 +15%
Jane Street
21
Jane Street
New York
$2.67M +$2.27M +297,555 +652%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$2.49M +$28.5K +3,729 +1%
CIM
23
Calvert Investment Management
Maryland
$2.45M +$28.5K +3,739 +1%
Deutsche Bank
24
Deutsche Bank
Germany
$2.24M +$323K +42,344 +17%
Comerica Bank
25
Comerica Bank
Texas
$2.09M -$1.17M -152,947 -36%

NMR Hedge Fund Activity: Q4 2013 in Review

91 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Nomura Holdings (NMR) for Q4 2013, worth a combined $241M — up 3.8% from $232M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of NMR and 16 opened new positions — a net loss of 5 holders — while 25 trimmed existing stakes and 33 added.

The largest buyer was Neuberger Berman Group, adding an estimated $22M. The largest seller was Gratry & Company, cutting an estimated $6.6M.

  • 91 institutional investors held Nomura Holdings (NMR) as of Q4 2013, down from 97 in Q3 2013.
  • Funds reported $241M of Nomura Holdings stock for Q4 2013, up 3.8% quarter-over-quarter.
  • 16 funds opened new Nomura Holdings positions in Q4 2013 and 21 closed out, a net change of -5 holders.
  • The largest Nomura Holdings buyer in Q4 2013 was Neuberger Berman Group, an estimated $22M added.
  • The largest Nomura Holdings seller in Q4 2013 was Gratry & Company, an estimated $6.6M sold.

Based on aggregated 13F filings for Q4 2013.