Nine Masts Capital’s ClearBridge Energy Midstream Opportunity Fund EMO Stock Holding History

Nine Masts Capital’s Portfolio EMO Stock Details EMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-460	Closed	-$25K	–	319
2018 Q2	$25K	Buy	+460	New	+$25.3K	﹤0.01%	254
2017 Q3	–	Sell	-900	Closed	-$57K	–	214
2017 Q2	$57K	Buy	+900	New	+$58.8K	0.01%	151
2015 Q3	–	Sell	-6,620	Closed	-$620K	–	72
2015 Q2	$620K	Buy	+6,620	New	+$696K	0.2%	45

Other funds holding EMO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $388M AUM 29.38% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Nine Masts Capital's EMO Position: Q3 2018 in Review

Nine Masts Capital sold out of ClearBridge Energy Midstream Opportunity Fund (EMO) in Q3 2018, closing a stake of 460 shares — an estimated $25K sold.

Nine Masts Capital first reported a position in EMO in Q2 2015 and held it in 3 quarters. The position peaked at $620K in Q2 2015. 42 funds tracked by Wall St. Rank hold EMO as of Q3 2018.

Nine Masts Capital reported no remaining ClearBridge Energy Midstream Opportunity Fund position as of Q3 2018 after selling out during the quarter.
Nine Masts Capital sold 460 ClearBridge Energy Midstream Opportunity Fund shares in Q3 2018, an estimated $25K.
Nine Masts Capital first reported a position in ClearBridge Energy Midstream Opportunity Fund in Q2 2015 and held it in 3 quarters.
Nine Masts Capital's ClearBridge Energy Midstream Opportunity Fund position peaked at $620K in Q2 2015.
42 funds tracked by Wall St. Rank held ClearBridge Energy Midstream Opportunity Fund as of Q3 2018.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.