Nine Masts Capital’s PGIM High Yield Bond Fund ISD Stock Holding History

Nine Masts Capital’s Portfolio ISD Stock Details ISD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-200	Closed	-$3K	–	337
2018 Q2	$3K	Sell	200 -79,800	-100%	-$1.12M	﹤0.01%	277
2018 Q1	$1.13M	Buy	+80,000	New	+$1.16M	0.17%	60
2017 Q3	–	Sell	-116,200	Closed	-$1.77M	–	228
2017 Q2	$1.77M	Buy	116,200 +84,900	+271%	+$1.31M	0.21%	47
2017 Q1	$481K	Buy	+31,300	New	+$488K	0.08%	47
2016 Q4	–	Sell	-15,520	Closed	-$248K	–	81
2016 Q3	$248K	Buy	+15,520	New	+$247K	0.05%	65
2016 Q1	–	Sell	-14,705	Closed	-$215K	–	101
2015 Q4	$215K	Buy	+14,705	New	+$215K	0.04%	71

Other funds holding ISD

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return