Nine Masts Capital’s PGIM High Yield Bond Fund ISD Stock Holding History

Nine Masts Capital’s Portfolio ISD Stock Details ISD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-200	Closed	-$3K	–	337
2018 Q2	$3K	Sell	200 -79,800	-100%	-$1.12M	﹤0.01%	277
2018 Q1	$1.13M	Buy	+80,000	New	+$1.16M	0.17%	60
2017 Q3	–	Sell	-116,200	Closed	-$1.77M	–	228
2017 Q2	$1.77M	Buy	116,200 +84,900	+271%	+$1.31M	0.21%	47
2017 Q1	$481K	Buy	+31,300	New	+$488K	0.08%	47
2016 Q4	–	Sell	-15,520	Closed	-$248K	–	81
2016 Q3	$248K	Buy	+15,520	New	+$247K	0.05%	65
2016 Q1	–	Sell	-14,705	Closed	-$215K	–	101
2015 Q4	$215K	Buy	+14,705	New	+$215K	0.04%	71

Other funds holding ISD

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

Nine Masts Capital's ISD Position: Q3 2018 in Review

Nine Masts Capital sold out of PGIM High Yield Bond Fund (ISD) in Q3 2018, closing a stake of 200 shares — an estimated $3K sold.

Nine Masts Capital first reported a position in ISD in Q4 2015 and held it in 6 quarters. The position peaked at $1.77M in Q2 2017. 65 funds tracked by Wall St. Rank hold ISD as of Q3 2018.

Nine Masts Capital reported no remaining PGIM High Yield Bond Fund position as of Q3 2018 after selling out during the quarter.
Nine Masts Capital sold 200 PGIM High Yield Bond Fund shares in Q3 2018, an estimated $3K.
Nine Masts Capital first reported a position in PGIM High Yield Bond Fund in Q4 2015 and held it in 6 quarters.
Nine Masts Capital's PGIM High Yield Bond Fund position peaked at $1.77M in Q2 2017.
65 funds tracked by Wall St. Rank held PGIM High Yield Bond Fund as of Q3 2018.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.