ISD

PGIM High Yield Bond Fund
ISD

Overview Fund Activity

49 hedge funds and large institutions have $140M invested in PGIM High Yield Bond Fund in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
+2
Holders Change %
+4.26%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
19
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Laurion Capital Management
New York
$3.6M
2
Bessemer Group
2
Bessemer Group
New Jersey
$13.9M
3
UBS Group
3
UBS Group
Switzerland
$17.5M
4
Wells Fargo
4
Wells Fargo
California
$17.6M
5
SFS
5
Shaker Financial Services
Virginia
$2.75M

Top Sellers

1
HCM
1
Hilton Capital Management
New York
$13.7M
2
AAM
2
Advisors Asset Management
Colorado
$3.95M
3
GC
3
Guggenheim Capital
Illinois
$4.95M
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$0
5
Bank of America
5
Bank of America
North Carolina
$2.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$20.6M -$506K -32,691 -2%
Wells Fargo
2
Wells Fargo
California
$17.6M +$1.69M +109,366 +11%
UBS Group
3
UBS Group
Switzerland
$17.5M +$1.73M +111,978 +11%
Bessemer Group
4
Bessemer Group
New Jersey
$13.9M +$2.23M +144,306 +19%
HCM
5
Hilton Capital Management
New York
$13.7M -$12.4M – –
Invesco
6
Invesco
Georgia
$5.3M +$15.5K +1,002 +0.3%
YMRC
7
Yorktown Management & Research Company
Virginia
$4.95M – – –
GC
8
Guggenheim Capital
Illinois
$4.95M -$1.15M -74,518 -19%
CIA
9
Capital Investment Advisors
Georgia
$4.31M +$18K +1,165 +0.4%
AAM
10
Advisors Asset Management
Colorado
$3.95M -$1.44M -93,054 -27%
RJA
11
Raymond James & Associates
Florida
$3.83M +$35.4K +2,285 +0.9%
LCM
12
Laurion Capital Management
New York
$3.6M +$3.6M +232,848 New
VIA
13
Vident Investment Advisory
Georgia
$3.57M +$253K +16,352 +8%
AMH
14
Apollo Management Holdings
New York
$3.51M -$460K -29,695 -12%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$3.14M +$308K +19,914 +11%
SFS
16
Shaker Financial Services
Virginia
$2.75M +$1.57M +101,284 +132%
Bank of America
17
Bank of America
North Carolina
$2.7M -$774K -49,999 -22%
SI
18
SII Investments
Wisconsin
$906K – – –
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$753K -$11.6K -752 -2%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$712K +$17.8K +1,150 +3%
LPL Financial
21
LPL Financial
California
$693K -$294K -19,122 -30%
ACH
22
ArrowMark Colorado Holdings
Colorado
$680K +$255K +16,500 +60%
ACM
23
Arlington Capital Management
Illinois
$658K +$658K +42,480 New
DA
24
Doliver Advisors
Texas
$628K +$382K +24,681 +156%
CI
25
Cowen Inc
New York
$550K -$116K -7,500 -17%
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