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ISD

PGIM High Yield Bond Fund

66 hedge funds and large institutions have $173M invested in PGIM High Yield Bond Fund in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 27 increasing their positions, 20 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 20

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4.34% less ownership

Funds ownership: 42.8%38.47% (-4.3%)

7% less capital invested

Capital invested by funds: $185M → $173M (-$12.1M)

10% less funds holding

Funds holding: 7366 (-7)

50% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 14

Holders
66
Holders Change
-7
Holders Change %
-9.59%
% of All Funds
1.45%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
27
Reduced
20
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$23.2M -$2.11M -144,412 -9%
PPA
2
Parametric Portfolio Associates
Washington
$18.8M +$1,000K +68,397 +6%
SCM
3
Saba Capital Management
New York
$12.7M -$5.24M -358,680 -30%
1CP
4
1607 Capital Partners
Virginia
$11.5M -$519K -35,500 -4%
Morgan Stanley
5
Morgan Stanley
New York
$11M +$557K +38,135 +5%
VIA
6
Vident Investment Advisory
Georgia
$9.82M +$511K +34,974 +6%
Wells Fargo
7
Wells Fargo
California
$8.73M -$3.73M -255,429 -30%
Invesco
8
Invesco
Georgia
$8.45M -$745K -50,966 -8%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$7.59M +$605K +41,405 +9%
RJA
10
Raymond James & Associates
Florida
$6.5M -$1,000K -68,409 -14%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$5.83M +$2.83M +193,686 +99%
SIA
12
Sit Investment Associates
Minnesota
$5.63M +$1.37M +93,784 +33%
VCM
13
Vivaldi Capital Management
Illinois
$5.49M +$374K +25,566 +7%
CIA
14
Capital Investment Advisors
Georgia
$4.51M +$2.15M +147,407 +95%
Kovitz Investment Group Partners
15
Kovitz Investment Group Partners
Illinois
$4.25M -$48.6K -3,325 -1%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$3.3M +$1.14M +77,937 +55%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$2.03M +$6.49K +444 +0.3%
RCM
18
Robinson Capital Management
Michigan
$1.86M +$161K +11,000 +10%
Bank of America
19
Bank of America
North Carolina
$1.82M +$169K +11,532 +10%
AG
20
Advisor Group
Arizona
$1.8M +$1.59K +109 +0.1%
LHC
21
Little House Capital
Massachusetts
$1.36M +$4.66K +319 +0.4%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.33M +$488K +33,374 +60%
GC
23
Guggenheim Capital
Illinois
$1.3M +$587K +40,140 +86%
Ameriprise
24
Ameriprise
Minnesota
$1.23M +$102K +6,964 +9%
AAM
25
Advisors Asset Management
Colorado
$1.2M -$24K -1,643 -2%

ISD Hedge Fund Activity: Q3 2019 in Review

66 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in PGIM High Yield Bond Fund (ISD) for Q3 2019, worth a combined $173M — down 6.5% from $185M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of ISD and 7 opened new positions — a net loss of 7 holders — while 20 trimmed existing stakes and 27 added.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $2.83M. The largest seller was Beach Point Capital Management, exiting entirely with an estimated $10.4M sold.

  • 66 institutional investors held PGIM High Yield Bond Fund (ISD) as of Q3 2019, down from 73 in Q2 2019.
  • Funds reported $173M of PGIM High Yield Bond Fund stock for Q3 2019, down 6.5% quarter-over-quarter.
  • 7 funds opened new PGIM High Yield Bond Fund positions in Q3 2019 and 14 closed out, a net change of -7 holders.
  • The largest PGIM High Yield Bond Fund buyer in Q3 2019 was Raymond James Financial Services Advisors, an estimated $2.83M added.
  • The largest PGIM High Yield Bond Fund seller in Q3 2019 was Beach Point Capital Management, an estimated $10.4M sold.

Based on aggregated 13F filings for Q3 2019.