ISD

PGIM High Yield Bond Fund
ISD

Overview Fund Activity

31 hedge funds and large institutions have $83.1M invested in PGIM High Yield Bond Fund in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
+6
Holders Change %
+24%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
15
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$19.2M
2
Bank of America
2
Bank of America
North Carolina
$10.3M
3
Morgan Stanley
3
Morgan Stanley
New York
$23.8M
4
Invesco
4
Invesco
Georgia
$6.81M
5
RCM
5
Rivernorth Capital Management
Florida
$1.03M

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$3.09M
2
DA
2
Doliver Advisors
Texas
$0
3
Deutsche Bank
3
Deutsche Bank
Germany
$257K
4
Barclays
4
Barclays
United Kingdom
$0
5
Citigroup
5
Citigroup
New York
$50K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$23.8M +$4.58M +263,150 +24%
SCM
2
Saba Capital Management
New York
$19.2M +$19.2M +1,103,037 New
Bank of America
3
Bank of America
North Carolina
$10.3M +$5.87M +337,838 +133%
Invesco
4
Invesco
Georgia
$6.81M +$2.14M +122,862 +46%
BTS
5
BB&T Securities
Virginia
$4.39M +$793K +4,560 +22%
RJA
6
Raymond James & Associates
Florida
$3.09M -$507K -29,171 -14%
PPA
7
Parametric Portfolio Associates
Washington
$1.71M +$764K +43,927 +80%
SFS
8
Shaker Financial Services
Virginia
$1.59M +$334K +19,198 +27%
Wells Fargo
9
Wells Fargo
California
$1.52M +$130K +7,464 +9%
U
10
UBS
Switzerland
$1.34M +$305K +17,539 +30%
RCM
11
Rivernorth Capital Management
Florida
$1.03M +$1.03M +59,099 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1.01M -$43.1K -2,478 -4%
WAM
13
Wolverine Asset Management
Illinois
$903K +$426K +24,512 +89%
B
14
Baird
Wisconsin
$858K +$858K +49,366 New
BNP Paribas Financial Markets
15
BNP Paribas Financial Markets
France
$777K +$777K +44,669 New
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$662K -$31K -1,780 -4%
SG Americas Securities
17
SG Americas Securities
New York
$629K +$334K +19,180 +113%
PP
18
Paloma Partners
Connecticut
$604K +$604K +34,747 New
DS
19
DRW Securities
Illinois
$578K +$578K +33,252 New
VKH
20
Virtu KCG Holdings
New York
$436K +$436K +25,051 New
Jane Street
21
Jane Street
New York
$329K +$329K +18,923 New
LPL Financial
22
LPL Financial
California
$319K +$78K +4,481 +32%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$280K +$12.6K +725 +5%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$280K +$14.7K +846 +6%
Deutsche Bank
25
Deutsche Bank
Germany
$257K -$257K -14,800 -50%
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