ISD

PGIM High Yield Bond Fund
ISD

Overview Fund Activity

25 hedge funds and large institutions have $46.6M invested in PGIM High Yield Bond Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
+6
Holders Change %
+31.58%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
11
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$19.9M
2
BTS
2
BB&T Securities
Virginia
$3.73M
3
Invesco
3
Invesco
Georgia
$4.84M
4
SFS
4
Shaker Financial Services
Virginia
$1.3M
5
PPA
5
Parametric Portfolio Associates
Washington
$983K

Top Sellers

1
LPL Financial
1
LPL Financial
California
$244K
2
RCM
2
Rivernorth Capital Management
Florida
$0
3
Citigroup
3
Citigroup
New York
$185K
4
PTC
4
Private Trust Company
Ohio
$0
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$277K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$19.9M +$4M +222,365 +25%
Invesco
2
Invesco
Georgia
$4.84M +$2.3M +127,765 +91%
Bank of America
3
Bank of America
North Carolina
$4.56M +$401K +22,277 +10%
BTS
4
BB&T Securities
Virginia
$3.73M +$3.73M +20,710 New
RJA
5
Raymond James & Associates
Florida
$3.72M +$850K +47,225 +30%
Wells Fargo
6
Wells Fargo
California
$1.44M +$242K +13,445 +20%
SFS
7
Shaker Financial Services
Virginia
$1.3M +$1.3M +72,210 New
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.09M -$972 -54 -0.1%
U
9
UBS
Switzerland
$1.07M +$953K +52,911 +812%
PPA
10
Parametric Portfolio Associates
Washington
$983K +$983K +54,585 New
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$717K +$717K +39,820 New
Deutsche Bank
12
Deutsche Bank
Germany
$532K +$514K +28,600 +2,860%
WAM
13
Wolverine Asset Management
Illinois
$494K +$494K +27,465 New
DA
14
Doliver Advisors
Texas
$418K +$418K +23,245 New
SG Americas Securities
15
SG Americas Securities
New York
$306K +$306K +16,990 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$277K -$47.3K -2,625 -15%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$275K +$83.5K +4,631 +44%
ICAS
18
Investors Capital Advisory Services
Massachusetts
$270K +$18K +1,000 +7%
LPL Financial
19
LPL Financial
California
$244K -$337K -19,137 -58%
Citigroup
20
Citigroup
New York
$185K -$81.7K -4,537 -31%
Barclays
21
Barclays
United Kingdom
$135K +$122K +6,750 +900%
MFS
22
MSI Financial Services
Massachusetts
$79K +$59.1K +3,270 +297%
PFO
23
Pathstone Family Office
New Jersey
$52K +$52K +2,873 New
TRCT
24
Tower Research Capital (TRC)
New York
$16K -$13.6K -736 -46%
Ameriprise
25
Ameriprise
Minnesota
$12K +$12K +680 New
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