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ISD

PGIM High Yield Bond Fund

25 hedge funds and large institutions have $46.6M invested in PGIM High Yield Bond Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

120% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 5

50% more capital invested

Capital invested by funds: $31.1M → $46.6M (+$15.6M)

32% more funds holding

Funds holding: 1925 (+6)

2.25% more ownership

Funds ownership: 4.99%7.24% (+2.3%)

Holders
25
Holders Change
+6
Holders Change %
+31.58%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
11
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.9M +$4M +222,365 +25%
Invesco
2
Invesco
Georgia
$4.84M +$2.3M +127,765 +91%
Bank of America
3
Bank of America
North Carolina
$4.56M +$401K +22,277 +10%
BTS
4
BB&T Securities
Virginia
$3.73M +$373K +20,710 New
RJA
5
Raymond James & Associates
Florida
$3.72M +$850K +47,225 +30%
Wells Fargo
6
Wells Fargo
California
$1.44M +$242K +13,445 +20%
SFS
7
Shaker Financial Services
Virginia
$1.3M +$1.3M +72,210 New
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.09M -$972 -54 -0.1%
U
9
UBS
Switzerland
$1.07M +$952K +52,911 +812%
PPA
10
Parametric Portfolio Associates
Washington
$983K +$982K +54,585 New
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$717K +$716K +39,820 New
Deutsche Bank
12
Deutsche Bank
Germany
$532K +$515K +28,600 +2,860%
WAM
13
Wolverine Asset Management
Illinois
$494K +$494K +27,465 New
DA
14
Doliver Advisors
Texas
$418K +$418K +23,245 New
SG Americas Securities
15
SG Americas Securities
New York
$306K +$306K +16,990 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$277K -$47.2K -2,625 -15%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$275K +$83.3K +4,631 +44%
ICAS
18
Investors Capital Advisory Services
Massachusetts
$270K +$18K +1,000 +7%
LPL Financial
19
LPL Financial
California
$244K -$344K -19,137 -58%
Citigroup
20
Citigroup
New York
$185K -$81.6K -4,537 -31%
Barclays
21
Barclays
United Kingdom
$135K +$121K +6,750 +900%
MFS
22
MSI Financial Services
Massachusetts
$79K +$58.8K +3,270 +297%
PFO
23
Pathstone Family Office
New Jersey
$52K +$51.7K +2,873 New
TRCT
24
Tower Research Capital (TRC)
New York
$16K -$13.2K -736 -46%
Ameriprise
25
Ameriprise
Minnesota
$12K +$12.2K +680 New

ISD Hedge Fund Activity: Q3 2013 in Review

25 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PGIM High Yield Bond Fund (ISD) for Q3 2013, worth a combined $46.6M — up 50% from $31.1M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new ISD positions and 3 closed out — a net gain of 6 holders — while 11 added to existing stakes and 5 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $4M. The largest seller was LPL Financial, cutting an estimated $344K.

  • 25 institutional investors held PGIM High Yield Bond Fund (ISD) as of Q3 2013, up from 19 in Q2 2013.
  • Funds reported $46.6M of PGIM High Yield Bond Fund stock for Q3 2013, up 50% quarter-over-quarter.
  • 9 funds opened new PGIM High Yield Bond Fund positions in Q3 2013 and 3 closed out, a net change of +6 holders.
  • The largest PGIM High Yield Bond Fund buyer in Q3 2013 was Morgan Stanley, an estimated $4M added.
  • The largest PGIM High Yield Bond Fund seller in Q3 2013 was LPL Financial, an estimated $344K sold.

Based on aggregated 13F filings for Q3 2013.