Nine Masts Capital’s Western Asset Emerging Markets Debt Fund EMD Stock Holding History

Nine Masts Capital’s Portfolio EMD Stock Details EMD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-10,000	Closed	-$134K	–	230
2018 Q3	$134K	Buy	+10,000	New	+$135K	0.04%	214
2018 Q2	–	Sell	-47,500	Closed	-$690K	–	311
2018 Q1	$690K	Buy	+47,500	New	+$718K	0.11%	82
2017 Q3	–	Sell	-7,200	Closed	-$112K	–	213
2017 Q2	$112K	Buy	+7,200	New	+$113K	0.01%	131
2016 Q4	–	Sell	-29,335	Closed	-$477K	–	69
2016 Q3	$477K	Buy	29,335 +13,055	+80%	+$211K	0.1%	56
2016 Q2	$250K	Sell	16,280 -160,220	-91%	-$2.37M	0.06%	48
2016 Q1	$2.56M	Buy	176,500 +169,100	+2,285%	+$2.3M	0.48%	44
2015 Q4	$102K	Buy	+7,400	New	+$104K	0.02%	79

Other funds holding EMD

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PMAM

Penn Mutual Asset Management Conshohocken, Pennsylvania $19.5M AUM 5.97% 1-Year Est. Return

Nine Masts Capital's EMD Position: Q4 2018 in Review

Nine Masts Capital sold out of Western Asset Emerging Markets Debt Fund (EMD) in Q4 2018, closing a stake of 10,000 shares — an estimated $134K sold.

Nine Masts Capital first reported a position in EMD in Q4 2015 and held it in 7 quarters. The position peaked at $2.56M in Q1 2016. 100 funds tracked by Wall St. Rank hold EMD as of Q4 2018.

Nine Masts Capital reported no remaining Western Asset Emerging Markets Debt Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 10,000 Western Asset Emerging Markets Debt Fund shares in Q4 2018, an estimated $134K.
Nine Masts Capital first reported a position in Western Asset Emerging Markets Debt Fund in Q4 2015 and held it in 7 quarters.
Nine Masts Capital's Western Asset Emerging Markets Debt Fund position peaked at $2.56M in Q1 2016.
100 funds tracked by Wall St. Rank held Western Asset Emerging Markets Debt Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.