Nine Masts Capital’s PGIM Global High Yield Fund GHY Stock Holding History

Nine Masts Capital’s Portfolio GHY Stock Details GHY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-26,800	Closed	-$372K	–	248
2018 Q3	$372K	Buy	26,800 +10,600	+65%	+$145K	0.1%	161
2018 Q2	$221K	Sell	16,200 -30,500	-65%	-$421K	0.04%	165
2018 Q1	$648K	Buy	+46,700	New	+$661K	0.1%	85
2017 Q3	–	Sell	-61,300	Closed	-$911K	–	221
2017 Q2	$911K	Buy	+61,300	New	+$924K	0.11%	62
2016 Q2	–	Sell	-2,500	Closed	-$37K	–	72
2016 Q1	$37K	Sell	2,500 -18,884	-88%	-$267K	0.01%	83
2015 Q4	$303K	Buy	+21,384	New	+$302K	0.06%	64

Other funds holding GHY

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Nine Masts Capital's GHY Position: Q4 2018 in Review

Nine Masts Capital sold out of PGIM Global High Yield Fund (GHY) in Q4 2018, closing a stake of 26,800 shares — an estimated $372K sold.

Nine Masts Capital first reported a position in GHY in Q4 2015 and held it in 6 quarters. The position peaked at $911K in Q2 2017. 80 funds tracked by Wall St. Rank hold GHY as of Q4 2018.

Nine Masts Capital reported no remaining PGIM Global High Yield Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 26,800 PGIM Global High Yield Fund shares in Q4 2018, an estimated $372K.
Nine Masts Capital first reported a position in PGIM Global High Yield Fund in Q4 2015 and held it in 6 quarters.
Nine Masts Capital's PGIM Global High Yield Fund position peaked at $911K in Q2 2017.
80 funds tracked by Wall St. Rank held PGIM Global High Yield Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.