We are live on ! Find out more
NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
+3.75%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$675M
AUM Growth
-$165M
Cap. Flow
-$377M
Cap. Flow %
-55.8%
Top 10 Hldgs %
83.35%
Holding
283
New
105
Increased
21
Reduced
27
Closed
112

Top Buys

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$82.8M
2
AABA
Altaba Inc
AABA
+$22.5M
3
VALE.P
Vale S A
VALE.P
+$8M
4
ZTO icon
ZTO Express
ZTO
+$6.28M
5
NTES icon
NetEase
NTES
+$5.69M

Top Sells

1
TSM icon
TSMC
TSM
+$63.2M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$44.5M
3
VALE icon
Vale
VALE
+$21.1M
4
IBN icon
ICICI Bank
IBN
+$14.3M
5
PRXL
Parexel International Corp
PRXL
+$12.5M

Sector Composition

1 Communication Services 30.46%
2 Technology 14.71%
3 Financials 7.46%
4 Consumer Discretionary 4.37%
5 Industrials 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
176
CALL
Amgen
AMGN
$198B
– –
-400
Closed -$579K
APTV icon
177
Aptiv
APTV
$12.2B
– –
-6,650
Closed -$583K
APTV icon
178
PUT
Aptiv
APTV
$12.2B
– –
-300
Closed -$26K
ASX icon
179
ASE Group
ASX
$84.1B
– –
-775,800
Closed -$4.98M
AVK
180
Advent Convertible and Income Fund
AVK
$554M
– –
-4,827
Closed -$76K
BA icon
181
CALL
Boeing
BA
$169B
– –
-300
Closed -$319K
BBN icon
182
BlackRock Taxable Municipal Bond Trust
BBN
$981M
– –
-10,200
Closed -$234K
BCX icon
183
BlackRock Resources & Commodities Strategy Trust
BCX
$867M
– –
-104,600
Closed -$838K
BGB
184
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
– –
-66,300
Closed -$1.05M
BTZ icon
185
BlackRock Credit Allocation Income Trust
BTZ
$952M
– –
-13,400
Closed -$180K
BXMX
186
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-25,700
Closed -$356K
C icon
187
Citigroup
C
$217B
– –
-2,114
Closed -$141K
C icon
188
PUT
Citigroup
C
$217B
– –
-1,000
Closed -$4K
CAH icon
189
Cardinal Health
CAH
$53.5B
– –
-2,346
Closed -$183K
CAH icon
190
PUT
Cardinal Health
CAH
$53.5B
– –
-161
Closed -$10K
CCD
191
Calamos Dynamic Convertible & Income Fund
CCD
$712M
– –
-8,500
Closed -$170K
CHY
192
Calamos Convertible and High Income Fund
CHY
$1.05B
– –
-12,000
Closed -$142K
CMG icon
193
Chipotle Mexican Grill
CMG
$44.2B
– –
-855,300
Closed -$7.12M
CMG icon
194
PUT
Chipotle Mexican Grill
CMG
$44.2B
– –
-15,000
Closed -$969K
CNC icon
195
Centene
CNC
$32.8B
– –
-2,946
Closed -$118K
CNC icon
196
PUT
Centene
CNC
$32.8B
– –
-202
Closed -$12K
CPRI icon
197
Capri Holdings
CPRI
$1.88B
– –
-11,200
Closed -$406K
CSCO icon
198
CALL
Cisco
CSCO
$441B
– –
-628
Closed -$18K
CSCO icon
199
Cisco
CSCO
$441B
– –
-9,554
Closed -$299K
CSCO icon
200
PUT
Cisco
CSCO
$441B
– –
-628
Closed -$57K
6 7
8
9 10

Similar funds

HG
Harbor Group Bedford, New Hampshire $692M AUM 13% 1-Year Est. Return
HA
Harbor Advisors West Palm Beach, Florida $692M AUM 33.65% 1-Year Est. Return
M
MATAURO New York $692M AUM 26.24% 1-Year Est. Return
HI
Hoey Investments Coatesville, Pennsylvania $693M AUM 34.99% 1-Year Est. Return
CGIC
Continental General Insurance Company Austin, Texas $693M AUM 90.58% 1-Year Est. Return
CL
CIM LLC Albany, New York $692M AUM 22.9% 1-Year Est. Return
CPA
Capital Planning Advisors Roseville, California $692M AUM 21.81% 1-Year Est. Return
PM
Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

Nine Masts Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Nine Masts Capital held 283 positions worth $675M, down 20% from $840M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Nine Masts Capital withdrew a net $377M in Q3 2017, closing 112 positions and reducing 27 holdings. Its most notable exit was TSMC, an estimated $63.2M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 30% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Masts Capital opened a new position in Vale S A worth $7.98M.

  • Nine Masts Capital's largest Q3 2017 buy was Vale S A: 853,100 shares worth $7.98M.
  • Nine Masts Capital added most to Alphabet (Google) Class A in Q3 2017, an estimated $82.8M increase.
  • Nine Masts Capital's biggest Q3 2017 reduction was ICICI Bank, cutting an estimated $14.3M.
  • Nine Masts Capital fully exited TSMC in Q3 2017, selling an estimated $63.2M.
  • Nine Masts Capital's ten largest holdings make up 83% of its $675M portfolio in Q3 2017.
  • Nine Masts Capital opened 105 new positions and closed 112 in Q3 2017.
  • Nine Masts Capital's portfolio value fell 20% quarter-over-quarter to $675M.

Based on Nine Masts Capital's 13F filing for Q3 2017, filed 13 Nov 2017.