Nine Masts Capital’s Calamos Dynamic Convertible & Income Fund CCD Stock Holding History

Nine Masts Capital’s Portfolio CCD Stock Details CCD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-17,000	Closed	-$341K	–	269
2017 Q4	$341K	Buy	+17,000	New	+$349K	0.05%	110
2017 Q3	–	Sell	-8,500	Closed	-$170K	–	196
2017 Q2	$170K	Buy	+8,500	New	+$168K	0.02%	119
2016 Q4	–	Sell	-19,000	Closed	-$353K	–	65
2016 Q3	$353K	Buy	+19,000	New	+$359K	0.07%	60
2016 Q2	–	Sell	-168,935	Closed	-$2.92M	–	60
2016 Q1	$2.92M	Buy	168,935 +55,500	+49%	+$924K	0.55%	40
2015 Q4	$2.05M	Buy	+113,435	New	+$2.11M	0.42%	36

Other funds holding CCD

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Nine Masts Capital's CCD Position: Q1 2018 in Review

Nine Masts Capital sold out of Calamos Dynamic Convertible & Income Fund (CCD) in Q1 2018, closing a stake of 17,000 shares — an estimated $341K sold.

Nine Masts Capital first reported a position in CCD in Q4 2015 and held it in 5 quarters. The position peaked at $2.92M in Q1 2016. 38 funds tracked by Wall St. Rank hold CCD as of Q1 2018.

Nine Masts Capital reported no remaining Calamos Dynamic Convertible & Income Fund position as of Q1 2018 after selling out during the quarter.
Nine Masts Capital sold 17,000 Calamos Dynamic Convertible & Income Fund shares in Q1 2018, an estimated $341K.
Nine Masts Capital first reported a position in Calamos Dynamic Convertible & Income Fund in Q4 2015 and held it in 5 quarters.
Nine Masts Capital's Calamos Dynamic Convertible & Income Fund position peaked at $2.92M in Q1 2016.
38 funds tracked by Wall St. Rank held Calamos Dynamic Convertible & Income Fund as of Q1 2018.

Based on Nine Masts Capital's 13F filing for Q1 2018, filed 14 May 2018.