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CCD

Calamos Dynamic Convertible & Income Fund

33 hedge funds and large institutions have $60.1M invested in Calamos Dynamic Convertible & Income Fund in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

143% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 7

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

3% more funds holding

Funds holding: 3233 (+1)

3% more capital invested

Capital invested by funds: $58M → $60.1M (+$2.02M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
33
Holders Change
+1
Holders Change %
+3.13%
% of All Funds
0.88%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
17
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Calamos Wealth Management
Illinois
$20.6M
PAIM
2
Punch & Associates Investment Management
Minnesota
$10M +$48.9K +2,588 +0.5%
Wells Fargo
3
Wells Fargo
California
$7.69M +$398K +21,065 +5%
Bank of America
4
Bank of America
North Carolina
$3.18M -$796K -42,162 -20%
GC
5
Guggenheim Capital
Illinois
$2.77M +$546K +28,920 +24%
DADC
6
D.A. Davidson & Co
Montana
$2.28M +$272K +14,407 +13%
AAM
7
Advisors Asset Management
Colorado
$1.82M +$310K +16,394 +20%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.71M -$513K -27,154 -23%
1832 Asset Management
9
1832 Asset Management
Ontario, Canada
$1.57M +$14K +739 +0.9%
Morgan Stanley
10
Morgan Stanley
New York
$1.42M -$273K -14,466 -16%
Stifel Financial
11
Stifel Financial
Missouri
$972K -$263K -13,931 -21%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$757K +$28.9K +1,528 +4%
OC
13
Oppenheimer & Co
New York
$721K +$23.6K +1,250 +3%
UBS Group
14
UBS Group
Switzerland
$684K +$488K +25,843 +235%
MFS
15
MSI Financial Services
Massachusetts
$649K -$170K -8,988 -20%
Ameriprise
16
Ameriprise
Minnesota
$532K +$219K +11,594 +68%
RJA
17
Raymond James & Associates
Florida
$475K +$92.9K +4,920 +24%
VKH
18
Virtu KCG Holdings
New York
$465K +$197K +10,451 +72%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$383K +$7.39K +391 +2%
NMC
20
Nine Masts Capital
Hong Kong
$353K +$359K +19,000 New
LPL Financial
21
LPL Financial
California
$285K +$61.7K +3,267 +27%
ACH
22
ArrowMark Colorado Holdings
Colorado
$254K +$258K +13,680 New
IA
23
IFP Advisors
Florida
$135K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$91K +$16K +849 +21%
Creative Planning
25
Creative Planning
Kansas
$56K

CCD Hedge Fund Activity: Q3 2016 in Review

33 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Calamos Dynamic Convertible & Income Fund (CCD) for Q3 2016, worth a combined $60.1M — up 3.5% from $58M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new CCD positions and 3 closed out — a net gain of 2 holders — while 17 added to existing stakes and 7 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $546K. The largest seller was Bank of America, cutting an estimated $796K.

  • 33 institutional investors held Calamos Dynamic Convertible & Income Fund (CCD) as of Q3 2016, up from 32 in Q2 2016.
  • Funds reported $60.1M of Calamos Dynamic Convertible & Income Fund stock for Q3 2016, up 3.5% quarter-over-quarter.
  • 5 funds opened new Calamos Dynamic Convertible & Income Fund positions in Q3 2016 and 3 closed out, a net change of +2 holders.
  • The largest Calamos Dynamic Convertible & Income Fund buyer in Q3 2016 was Guggenheim Capital, an estimated $546K added.
  • The largest Calamos Dynamic Convertible & Income Fund seller in Q3 2016 was Bank of America, an estimated $796K sold.

Based on aggregated 13F filings for Q3 2016.