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CCD

Calamos Dynamic Convertible & Income Fund

36 hedge funds and large institutions have $66.1M invested in Calamos Dynamic Convertible & Income Fund in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

183% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 6

15.53% more ownership

Funds ownership: 0%15.53% (+16%)

10% more capital invested

Capital invested by funds: $60.1M → $66.1M (+$6.07M)

9% more funds holding

Funds holding: 3336 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
0.9%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
17
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Calamos Wealth Management
Illinois
$19.4M
PAIM
2
Punch & Associates Investment Management
Minnesota
$10.2M +$713K +40,250 +7%
Wells Fargo
3
Wells Fargo
California
$6.94M -$320K -18,040 -4%
GC
4
Guggenheim Capital
Illinois
$3.31M +$705K +39,798 +27%
Morgan Stanley
5
Morgan Stanley
New York
$3.13M +$1.81M +102,263 +134%
Bank of America
6
Bank of America
North Carolina
$2.69M -$310K -17,495 -10%
RCM
7
Rivernorth Capital Management
Florida
$2.47M +$2.5M +140,942 New
DADC
8
D.A. Davidson & Co
Montana
$2.33M +$171K +9,646 +8%
Citigroup
9
Citigroup
New York
$2.07M +$2.06M +116,421 +7,614%
AAM
10
Advisors Asset Management
Colorado
$1.85M +$134K +7,539 +8%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.73M +$120K +6,786 +7%
1832 Asset Management
12
1832 Asset Management
Ontario, Canada
$1.53M
OC
13
Oppenheimer & Co
New York
$1.29M +$620K +35,006 +90%
UBS Group
14
UBS Group
Switzerland
$885K +$242K +13,660 +37%
SIA
15
Sit Investment Associates
Minnesota
$881K +$890K +50,235 New
Ameriprise
16
Ameriprise
Minnesota
$835K +$336K +18,971 +66%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$826K +$112K +6,344 +16%
Stifel Financial
18
Stifel Financial
Missouri
$682K -$241K -13,580 -26%
MFS
19
MSI Financial Services
Massachusetts
$536K -$77.5K -4,373 -13%
RJA
20
Raymond James & Associates
Florida
$475K +$26.5K +1,495 +6%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$375K +$13.2K +744 +4%
LPL Financial
22
LPL Financial
California
$307K +$35.5K +2,004 +13%
ACH
23
ArrowMark Colorado Holdings
Colorado
$300K +$60.9K +3,440 +25%
WAM
24
Weiss Asset Management
Massachusetts
$237K +$240K +13,541 New
VKH
25
Virtu KCG Holdings
New York
$209K -$232K -13,102 -52%

CCD Hedge Fund Activity: Q4 2016 in Review

36 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Calamos Dynamic Convertible & Income Fund (CCD) for Q4 2016, worth a combined $66.1M — up 10% from $60.1M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new CCD positions and 2 closed out — a net gain of 4 holders — while 17 added to existing stakes and 6 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $2.5M. The largest seller was Nine Masts Capital, exiting entirely with an estimated $353K sold.

  • 36 institutional investors held Calamos Dynamic Convertible & Income Fund (CCD) as of Q4 2016, up from 33 in Q3 2016.
  • Funds reported $66.1M of Calamos Dynamic Convertible & Income Fund stock for Q4 2016, up 10% quarter-over-quarter.
  • 6 funds opened new Calamos Dynamic Convertible & Income Fund positions in Q4 2016 and 2 closed out, a net change of +4 holders.
  • The largest Calamos Dynamic Convertible & Income Fund buyer in Q4 2016 was Rivernorth Capital Management, an estimated $2.5M added.
  • The largest Calamos Dynamic Convertible & Income Fund seller in Q4 2016 was Nine Masts Capital, an estimated $353K sold.

Based on aggregated 13F filings for Q4 2016.