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CCD

Calamos Dynamic Convertible & Income Fund

39 hedge funds and large institutions have $65.8M invested in Calamos Dynamic Convertible & Income Fund in 2018 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

111% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 9

4% more capital invested

Capital invested by funds: $63.2M → $65.8M (+$2.61M)

0.41% more ownership

Funds ownership: 12.99%13.4% (+0.41%)

3% less funds holding

Funds holding: 4039 (-1)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
39
Holders Change
-1
Holders Change %
-2.5%
% of All Funds
0.89%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
19
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$9.96M +$1.15M +52,050 +13%
GC
2
Guggenheim Capital
Illinois
$9.16M +$541K +24,476 +6%
AAM
3
Advisors Asset Management
Colorado
$9.14M +$1.35M +61,093 +17%
Bank of America
4
Bank of America
North Carolina
$7.22M -$294K -13,313 -4%
Morgan Stanley
5
Morgan Stanley
New York
$6.27M -$875K -39,614 -12%
DADC
6
D.A. Davidson & Co
Montana
$3.79M +$124K +5,621 +3%
Cohen & Steers
7
Cohen & Steers
New York
$3.12M -$351K -15,900 -10%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$2.68M +$101K +4,576 +4%
Ameriprise
9
Ameriprise
Minnesota
$2.44M +$150K +6,770 +6%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$1.73M +$42.3K +1,917 +2%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.7M -$90.1K -4,077 -5%
MML Investors Services
12
MML Investors Services
Massachusetts
$1.35M +$26.4K +1,195 +2%
Invesco
13
Invesco
Georgia
$1.15M +$178K +8,041 +18%
LPL Financial
14
LPL Financial
California
$1.03M +$95.8K +4,337 +10%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$888K +$838K +37,935 +1,289%
RJA
16
Raymond James & Associates
Florida
$786K -$127K -5,771 -14%
OC
17
Oppenheimer & Co
New York
$452K -$13.8K -625 -3%
ACH
18
ArrowMark Colorado Holdings
Colorado
$370K
WS
19
Wedbush Securities
California
$333K +$5.5K +249 +2%
FFG
20
Ford Financial Group
California
$333K +$22.1K +1,000 +7%
UBS Group
21
UBS Group
Switzerland
$331K -$51.3K -2,323 -13%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$298K +$303K +13,730 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$276K -$16.2K -732 -5%
Stifel Financial
24
Stifel Financial
Missouri
$262K +$13.3K +600 +5%
IC
25
Intersect Capital
California
$250K

CCD Hedge Fund Activity: Q3 2018 in Review

39 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Calamos Dynamic Convertible & Income Fund (CCD) for Q3 2018, worth a combined $65.8M — up 4.1% from $63.2M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of CCD and 5 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 19 added.

The largest buyer was Advisors Asset Management, adding an estimated $1.35M. The largest seller was Morgan Stanley, cutting an estimated $875K.

  • 39 institutional investors held Calamos Dynamic Convertible & Income Fund (CCD) as of Q3 2018, down from 40 in Q2 2018.
  • Funds reported $65.8M of Calamos Dynamic Convertible & Income Fund stock for Q3 2018, up 4.1% quarter-over-quarter.
  • 5 funds opened new Calamos Dynamic Convertible & Income Fund positions in Q3 2018 and 6 closed out, a net change of -1 holder.
  • The largest Calamos Dynamic Convertible & Income Fund buyer in Q3 2018 was Advisors Asset Management, an estimated $1.35M added.
  • The largest Calamos Dynamic Convertible & Income Fund seller in Q3 2018 was Morgan Stanley, an estimated $875K sold.

Based on aggregated 13F filings for Q3 2018.