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CCD

Calamos Dynamic Convertible & Income Fund

36 hedge funds and large institutions have $53.8M invested in Calamos Dynamic Convertible & Income Fund in 2017 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

50% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 8

29% more funds holding

Funds holding: 2836 (+8)

5% more capital invested

Capital invested by funds: $51.1M → $53.8M (+$2.63M)

0.82% more ownership

Funds ownership: 10.16%10.97% (+0.82%)

Holders
36
Holders Change
+8
Holders Change %
+28.57%
% of All Funds
0.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
12
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$8.24M +$1.02M +49,959 +14%
Wells Fargo
2
Wells Fargo
California
$7.8M -$59.3K -2,891 -0.7%
Bank of America
3
Bank of America
North Carolina
$6.67M -$358K -17,465 -5%
Morgan Stanley
4
Morgan Stanley
New York
$5.44M +$204K +9,960 +4%
AAM
5
Advisors Asset Management
Colorado
$4.88M +$757K +36,895 +18%
DADC
6
D.A. Davidson & Co
Montana
$3.25M -$212K -10,344 -6%
QFA
7
Quattro Financial Advisors
Texas
$2.46M
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$2.03M +$351K +17,116 +20%
Cohen & Steers
9
Cohen & Steers
New York
$1.97M +$273K +13,309 +16%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.91M -$148K -7,192 -7%
Ameriprise
11
Ameriprise
Minnesota
$1.51M +$147K +7,180 +11%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$1.33M +$35K +1,705 +3%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$1.12M +$882K +42,981 +337%
MML Investors Services
14
MML Investors Services
Massachusetts
$533K +$4.62K +225 +0.9%
RJA
15
Raymond James & Associates
Florida
$438K -$56.8K -2,771 -11%
OC
16
Oppenheimer & Co
New York
$428K -$295K -14,394 -40%
Stifel Financial
17
Stifel Financial
Missouri
$354K +$362K +17,650 New
UBS Group
18
UBS Group
Switzerland
$346K -$68.9K -3,357 -16%
ACH
19
ArrowMark Colorado Holdings
Colorado
$342K
NMC
20
Nine Masts Capital
Hong Kong
$341K +$349K +17,000 New
LPL Financial
21
LPL Financial
California
$311K +$5.97K +291 +2%
Citigroup
22
Citigroup
New York
$308K
ST
23
Sentinel Trust
Texas
$301K +$308K +15,000 New
FFG
24
Ford Financial Group
California
$290K +$292K +14,228 New
WS
25
Wedbush Securities
California
$289K +$295K +14,376 New

CCD Hedge Fund Activity: Q4 2017 in Review

36 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Calamos Dynamic Convertible & Income Fund (CCD) for Q4 2017, worth a combined $53.8M — up 5.1% from $51.1M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new CCD positions and 3 closed out — a net gain of 8 holders — while 12 added to existing stakes and 8 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $1.02M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $503K sold.

  • 36 institutional investors held Calamos Dynamic Convertible & Income Fund (CCD) as of Q4 2017, up from 28 in Q3 2017.
  • Funds reported $53.8M of Calamos Dynamic Convertible & Income Fund stock for Q4 2017, up 5.1% quarter-over-quarter.
  • 11 funds opened new Calamos Dynamic Convertible & Income Fund positions in Q4 2017 and 3 closed out, a net change of +8 holders.
  • The largest Calamos Dynamic Convertible & Income Fund buyer in Q4 2017 was Guggenheim Capital, an estimated $1.02M added.
  • The largest Calamos Dynamic Convertible & Income Fund seller in Q4 2017 was Sit Investment Associates, an estimated $503K sold.

Based on aggregated 13F filings for Q4 2017.