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CCD

Calamos Dynamic Convertible & Income Fund

28 hedge funds and large institutions have $51.1M invested in Calamos Dynamic Convertible & Income Fund in 2017 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 18 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 7

4.77% less ownership

Funds ownership: 14.93%10.16% (-4.8%)

22% less funds holding

Funds holding: 3628 (-8)

30% less capital invested

Capital invested by funds: $72.9M → $51.1M (-$21.7M)

75% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 8

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
28
Holders Change
-8
Holders Change %
-22.22%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
2
Increased
18
Reduced
7
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$8.08M +$258K +12,702 +3%
GC
2
Guggenheim Capital
Illinois
$7.44M +$1.51M +74,456 +26%
Bank of America
3
Bank of America
North Carolina
$7.21M +$800K +39,329 +13%
Morgan Stanley
4
Morgan Stanley
New York
$5.38M +$684K +33,655 +15%
AAM
5
Advisors Asset Management
Colorado
$4.26M +$393K +19,309 +10%
DADC
6
D.A. Davidson & Co
Montana
$3.55M +$316K +15,535 +10%
QFA
7
Quattro Financial Advisors
Texas
$2.52M +$2.45M +120,517 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.11M -$161K -7,895 -7%
Cohen & Steers
9
Cohen & Steers
New York
$1.74M +$917K +45,103 +114%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.73M +$164K +8,077 +11%
Ameriprise
11
Ameriprise
Minnesota
$1.43M +$27K +1,330 +2%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$1.33M +$38.1K +1,874 +3%
OC
13
Oppenheimer & Co
New York
$736K -$903K -44,399 -55%
MML Investors Services
14
MML Investors Services
Massachusetts
$543K +$12.1K +597 +2%
RJA
15
Raymond James & Associates
Florida
$507K +$32.3K +1,591 +7%
SIA
16
Sit Investment Associates
Minnesota
$503K -$197K -9,694 -28%
UBS Group
17
UBS Group
Switzerland
$424K +$67.2K +3,304 +19%
ACH
18
ArrowMark Colorado Holdings
Colorado
$351K -$2.03K -100 -0.6%
Citigroup
19
Citigroup
New York
$316K +$93.1K +4,577 +42%
LPL Financial
20
LPL Financial
California
$314K +$310K +15,225 New
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$263K -$122K -6,014 -32%
IA
22
IFP Advisors
Florida
$166K +$16.3K +800 +11%
FHA
23
First Horizon Advisors
Tennessee
$58K -$16.3K -800 -22%
US Bancorp
24
US Bancorp
Minnesota
$48K +$1.71K +84 +4%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$43K +$447 +22 +1%

CCD Hedge Fund Activity: Q3 2017 in Review

28 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Calamos Dynamic Convertible & Income Fund (CCD) for Q3 2017, worth a combined $51.1M — down 30% from $72.9M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of CCD and 2 opened new positions — a net loss of 6 holders — while 7 trimmed existing stakes and 18 added.

The largest buyer was Quattro Financial Advisors, opening a new position worth an estimated $2.45M. The largest seller was Calamos Wealth Management, exiting entirely with an estimated $22.2M sold.

  • 28 institutional investors held Calamos Dynamic Convertible & Income Fund (CCD) as of Q3 2017, down from 36 in Q2 2017.
  • Funds reported $51.1M of Calamos Dynamic Convertible & Income Fund stock for Q3 2017, down 30% quarter-over-quarter.
  • 2 funds opened new Calamos Dynamic Convertible & Income Fund positions in Q3 2017 and 8 closed out, a net change of -6 holders.
  • The largest Calamos Dynamic Convertible & Income Fund buyer in Q3 2017 was Quattro Financial Advisors, an estimated $2.45M added.
  • The largest Calamos Dynamic Convertible & Income Fund seller in Q3 2017 was Calamos Wealth Management, an estimated $22.2M sold.

Based on aggregated 13F filings for Q3 2017.