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CCD

Calamos Dynamic Convertible & Income Fund

40 hedge funds and large institutions have $64.3M invested in Calamos Dynamic Convertible & Income Fund in 2019 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 19 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 13

0.25% less ownership

Funds ownership: 14.36%14.11% (-0.25%)

2% less capital invested

Capital invested by funds: $65.5M → $64.3M (-$1.16M)

5% less funds holding

Funds holding: 4240 (-2)

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
40
Holders Change
-2
Holders Change %
-4.76%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
19
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$12.4M +$285K +13,960 +2%
AAM
2
Advisors Asset Management
Colorado
$7.66M -$630K -30,885 -8%
GC
3
Guggenheim Capital
Illinois
$7.25M -$1.14M -55,968 -13%
Bank of America
4
Bank of America
North Carolina
$6.04M -$77.5K -3,795 -1%
DADC
5
D.A. Davidson & Co
Montana
$4.89M +$89.9K +4,405 +2%
Morgan Stanley
6
Morgan Stanley
New York
$4.42M +$502K +24,594 +13%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$2.87M -$1.82K -89 -0.1%
Cohen & Steers
8
Cohen & Steers
New York
$2.46M
Ameriprise
9
Ameriprise
Minnesota
$2.04M -$101K -4,953 -5%
SB
10
Suntrust Banks
Georgia
$2.01M +$73K +3,577 +3%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.42M +$651K +31,900 +82%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.36M -$47.5K -2,328 -3%
RJA
13
Raymond James & Associates
Florida
$1.09M -$84K -4,118 -7%
MML Investors Services
14
MML Investors Services
Massachusetts
$1M +$83.5K +4,091 +9%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$905K +$24.2K +1,188 +3%
QCIG
16
Quad-Cities Investment Group
Iowa
$783K +$65.5K +3,207 +9%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$663K +$32.5K +1,591 +5%
MAFM
18
Mid Atlantic Financial Management
Pennsylvania
$588K +$135K +6,636 +29%
Invesco
19
Invesco
Georgia
$566K -$339K -16,600 -37%
OC
20
Oppenheimer & Co
New York
$548K +$11.9K +584 +2%
LPL Financial
21
LPL Financial
California
$496K -$88.7K -4,347 -15%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$421K +$57.7K +2,825 +16%
WS
23
Wedbush Securities
California
$406K +$571 +28 +0.1%
Stifel Financial
24
Stifel Financial
Missouri
$392K +$17.7K +868 +5%
UBS Group
25
UBS Group
Switzerland
$370K -$19.9K -977 -5%

CCD Hedge Fund Activity: Q3 2019 in Review

40 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Calamos Dynamic Convertible & Income Fund (CCD) for Q3 2019, worth a combined $64.3M — down 1.8% from $65.5M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of CCD and 1 opened new positions — a net loss of 2 holders — while 13 trimmed existing stakes and 19 added.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $651K. The largest seller was Guggenheim Capital, cutting an estimated $1.14M.

  • 40 institutional investors held Calamos Dynamic Convertible & Income Fund (CCD) as of Q3 2019, down from 42 in Q2 2019.
  • Funds reported $64.3M of Calamos Dynamic Convertible & Income Fund stock for Q3 2019, down 1.8% quarter-over-quarter.
  • 1 fund opened new Calamos Dynamic Convertible & Income Fund positions in Q3 2019 and 3 closed out, a net change of -2 holders.
  • The largest Calamos Dynamic Convertible & Income Fund buyer in Q3 2019 was Ladenburg Thalmann Financial Services, an estimated $651K added.
  • The largest Calamos Dynamic Convertible & Income Fund seller in Q3 2019 was Guggenheim Capital, an estimated $1.14M sold.

Based on aggregated 13F filings for Q3 2019.