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CCD

Calamos Dynamic Convertible & Income Fund

34 hedge funds and large institutions have $54M invested in Calamos Dynamic Convertible & Income Fund in 2016 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 5 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

280% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 5

13% more capital invested

Capital invested by funds: $47.6M → $54M (+$6.36M)

8% less funds holding

Funds holding: 3734 (-3)

27% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 11

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
34
Holders Change
-3
Holders Change %
-8.11%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
8
Increased
19
Reduced
5
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Calamos Wealth Management
Illinois
$19.1M +$5.29M +317,925 +40%
PAIM
2
Punch & Associates Investment Management
Minnesota
$8.17M +$4M +240,347 +103%
Wells Fargo
3
Wells Fargo
California
$6.51M +$3.06M +183,963 +95%
NMC
4
Nine Masts Capital
Hong Kong
$2.92M +$924K +55,500 +49%
1832 Asset Management
5
1832 Asset Management
Ontario, Canada
$2.39M +$25.1K +1,508 +2%
Bank of America
6
Bank of America
North Carolina
$2.36M -$298K -17,925 -12%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.85M -$53.9K -3,237 -3%
DADC
8
D.A. Davidson & Co
Montana
$1.8M +$159K +9,567 +10%
Morgan Stanley
9
Morgan Stanley
New York
$1.64M +$839K +50,406 +114%
AAM
10
Advisors Asset Management
Colorado
$1.46M +$682K +40,989 +95%
GC
11
Guggenheim Capital
Illinois
$849K +$504K +30,289 +160%
MFS
12
MSI Financial Services
Massachusetts
$799K +$259K +15,586 +51%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$650K +$188K +11,313 +43%
Ameriprise
14
Ameriprise
Minnesota
$451K +$231K +13,865 +113%
OC
15
Oppenheimer & Co
New York
$391K +$377K +22,625 New
LPL Financial
16
LPL Financial
California
$382K +$76K +4,569 +26%
RJA
17
Raymond James & Associates
Florida
$365K +$351K +21,102 New
Baird Financial Group
18
Baird Financial Group
Wisconsin
$324K +$53.2K +3,195 +21%
FIMG
19
Financial & Investment Management Group
Michigan
$324K +$313K +18,779 New
Citigroup
20
Citigroup
New York
$257K -$2.6M -156,109 -91%
UBS Group
21
UBS Group
Switzerland
$224K +$69.6K +4,181 +48%
LCM
22
Landscape Capital Management
New Jersey
$174K -$1.01M -60,456 -86%
Deutsche Bank
23
Deutsche Bank
Germany
$143K +$49.9K +3,000 +57%
IA
24
IFP Advisors
Florida
$128K -$15.5K -933 -13%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$84K +$80.9K +4,860 New

CCD Hedge Fund Activity: Q1 2016 in Review

34 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Calamos Dynamic Convertible & Income Fund (CCD) for Q1 2016, worth a combined $54M — up 13% from $47.6M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of CCD and 8 opened new positions — a net loss of 3 holders — while 5 trimmed existing stakes and 19 added.

The largest buyer was Calamos Wealth Management, adding an estimated $5.29M. The largest seller was Citigroup, cutting an estimated $2.6M.

  • 34 institutional investors held Calamos Dynamic Convertible & Income Fund (CCD) as of Q1 2016, down from 37 in Q4 2015.
  • Funds reported $54M of Calamos Dynamic Convertible & Income Fund stock for Q1 2016, up 13% quarter-over-quarter.
  • 8 funds opened new Calamos Dynamic Convertible & Income Fund positions in Q1 2016 and 11 closed out, a net change of -3 holders.
  • The largest Calamos Dynamic Convertible & Income Fund buyer in Q1 2016 was Calamos Wealth Management, an estimated $5.29M added.
  • The largest Calamos Dynamic Convertible & Income Fund seller in Q1 2016 was Citigroup, an estimated $2.6M sold.

Based on aggregated 13F filings for Q1 2016.