Nine Masts Capital’s Calamos Convertible and High Income Fund CHY Stock Holding History

Nine Masts Capital’s Portfolio CHY Stock Details CHY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-12,000	Closed	-$142K	–	197
2017 Q2	$142K	Buy	+12,000	New	+$139K	0.02%	124
2016 Q4	–	Sell	-30,350	Closed	-$334K	–	67
2016 Q3	$334K	Buy	+30,350	New	+$338K	0.07%	61
2016 Q2	–	Sell	-317,750	Closed	-$3.3M	–	63
2016 Q1	$3.3M	Buy	317,750 +110,037	+53%	+$1.06M	0.62%	36
2015 Q4	$2.18M	Buy	+207,713	New	+$2.29M	0.45%	33

Other funds holding CHY

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cornerstone Advisory Hunt Valley, Maryland $1.06B AUM 12.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

PWSG

Pacific Wealth Strategies Group Santa Barbara, California $160M AUM 20.52% 1-Year Est. Return

GIP

Greatmark Investment Partners Columbus, Georgia $854M AUM 15.72% 1-Year Est. Return

JWM

Jacobus Wealth Management Milwaukee, Wisconsin $382M AUM 16.31% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Nine Masts Capital's CHY Position: Q3 2017 in Review

Nine Masts Capital sold out of Calamos Convertible and High Income Fund (CHY) in Q3 2017, closing a stake of 12,000 shares — an estimated $142K sold.

Nine Masts Capital first reported a position in CHY in Q4 2015 and held it in 4 quarters. The position peaked at $3.3M in Q1 2016. 80 funds tracked by Wall St. Rank hold CHY as of Q3 2017.

Nine Masts Capital reported no remaining Calamos Convertible and High Income Fund position as of Q3 2017 after selling out during the quarter.
Nine Masts Capital sold 12,000 Calamos Convertible and High Income Fund shares in Q3 2017, an estimated $142K.
Nine Masts Capital first reported a position in Calamos Convertible and High Income Fund in Q4 2015 and held it in 4 quarters.
Nine Masts Capital's Calamos Convertible and High Income Fund position peaked at $3.3M in Q1 2016.
80 funds tracked by Wall St. Rank held Calamos Convertible and High Income Fund as of Q3 2017.

Based on Nine Masts Capital's 13F filing for Q3 2017, filed 13 Nov 2017.