Nine Masts Capital’s BlackRock Credit Allocation Income Trust BTZ Stock Holding History

Nine Masts Capital’s Portfolio BTZ Stock Details BTZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-26,600	Closed	-$326K	–	205
2018 Q3	$326K	Sell	26,600 -80,900	-75%	-$992K	0.09%	167
2018 Q2	$1.3M	Buy	+107,500	New	+$1.33M	0.25%	69
2017 Q3	–	Sell	-13,400	Closed	-$180K	–	190
2017 Q2	$180K	Buy	+13,400	New	+$179K	0.02%	118
2016 Q1	–	Sell	-18,652	Closed	-$230K	–	90
2015 Q4	$230K	Buy	+18,652	New	+$230K	0.05%	70

Other funds holding BTZ

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Nine Masts Capital's BTZ Position: Q4 2018 in Review

Nine Masts Capital sold out of BlackRock Credit Allocation Income Trust (BTZ) in Q4 2018, closing a stake of 26,600 shares — an estimated $326K sold.

Nine Masts Capital first reported a position in BTZ in Q4 2015 and held it in 4 quarters. The position peaked at $1.3M in Q2 2018. 131 funds tracked by Wall St. Rank hold BTZ as of Q4 2018.

Nine Masts Capital reported no remaining BlackRock Credit Allocation Income Trust position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 26,600 BlackRock Credit Allocation Income Trust shares in Q4 2018, an estimated $326K.
Nine Masts Capital first reported a position in BlackRock Credit Allocation Income Trust in Q4 2015 and held it in 4 quarters.
Nine Masts Capital's BlackRock Credit Allocation Income Trust position peaked at $1.3M in Q2 2018.
131 funds tracked by Wall St. Rank held BlackRock Credit Allocation Income Trust as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.