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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-12.79%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$630M
AUM Growth
+$263M
Cap. Flow
+$594M
Cap. Flow %
94.33%
Top 10 Hldgs %
65.4%
Holding
360
New
64
Increased
99
Reduced
12
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$167M
2
TSM icon
TSMC
TSM
+$101M
3
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$28.2M
4
IBN icon
ICICI Bank
IBN
+$25.7M
5
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$25.6M

Top Sells

Rank Stock Value
1
PBR.A icon
Petrobras Class A
PBR.A
+$24.3M
2
NXPI icon
NXP Semiconductors
NXPI
+$11.5M
3
SDRL
Seadrill Limited Common Stock
SDRL
+$8.54M
4
STG
Sunlands Technology
STG
+$6.34M
5
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$5.61M

Sector Composition

Rank Sector Weight
1 Technology 23.41%
2 Financials 19.95%
3 Consumer Discretionary 6.52%
4 Consumer Staples 5.1%
5 Communication Services 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTF icon
326
Cohen & Steers Infrastructure Fund
UTF
$3.11B
– –
-138,500
Closed -$3.06M
UTG icon
327
Reaves Utility Income Fund
UTG
$3.6B
– –
-18,900
Closed -$579K
VFC icon
328
PUT
VF Corp
VFC
$6.86B
– –
-425
Closed -$39K
VGI
329
Virtus Global Multi-Sector Income Fund
VGI
$81.8M
– –
-56,000
Closed -$740K
VGM icon
330
Invesco Trust Investment Grade Municipals
VGM
$550M
– –
-125,400
Closed -$1.49M
VKQ icon
331
Invesco Municipal Trust
VKQ
$538M
– –
-40,100
Closed -$463K
VMO icon
332
Invesco Municipal Opportunity Trust
VMO
$654M
– –
-79,200
Closed -$906K
VVR icon
333
Invesco Senior Income Trust
VVR
$456M
– –
-330,400
Closed -$1.42M
WMT icon
334
CALL
Walmart Inc
WMT
$912B
– –
-1,500
Closed -$155K
AFT
335
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-40,100
Closed -$641K
FSD
336
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-45,700
Closed -$669K
CEM
337
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-17,400
Closed -$1.26M
FEN
338
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-11,700
Closed -$260K
FPL
339
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
– –
-119,000
Closed -$1.13M
EDI
340
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
– –
-35,400
Closed -$461K
VMW
341
DELISTED
VMware, Inc
VMW
– –
-4,211
Closed -$636K
KMF
342
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-70,901
Closed -$908K
JPS
343
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-353,100
Closed -$3.11M
MGI
344
DELISTED
MoneyGram International, Inc. New
MGI
– –
-195,400
Closed -$1.04M
MCA
345
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
– –
-99,200
Closed -$1.27M
MFL
346
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
– –
-43,800
Closed -$548K
FMO
347
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
– –
-13,380
Closed -$817K
PCI
348
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-42,600
Closed -$1.03M
VTA
349
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-81,500
Closed -$935K
UROV
350
DELISTED
Urovant Sciences Ltd.
UROV
– –
-1,000
Closed -$12K
11 12 13
14
15

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Nine Masts Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Nine Masts Capital held 360 positions worth $630M, up 72% from $367M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Nine Masts Capital deployed $594M of net new capital in Q4 2018, opening 64 new positions and adding to 99 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 619,338 shares worth $155M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 7.6% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Petrobras Class A, an estimated $24.3M trimmed.

  • Nine Masts Capital's largest Q4 2018 buy was State Street SPDR S&P 500 ETF Trust: 619,338 shares worth $155M.
  • Nine Masts Capital added most to TSMC in Q4 2018, an estimated $101M increase.
  • Nine Masts Capital's biggest Q4 2018 reduction was Petrobras Class A, cutting an estimated $24.3M.
  • Nine Masts Capital fully exited NXP Semiconductors in Q4 2018, selling an estimated $11.5M.
  • Nine Masts Capital's ten largest holdings make up 65% of its $630M portfolio in Q4 2018.
  • Nine Masts Capital opened 64 new positions and closed 181 in Q4 2018.
  • Nine Masts Capital's portfolio value rose 72% quarter-over-quarter to $630M.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.