Nine Masts Capital’s PIMCO Dynamic Credit and Mortgage Income Fund PCI Stock Holding History

Nine Masts Capital’s Portfolio PCI Stock Details PCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-42,600	Closed	-$1.03M	–	351
2018 Q3	$1.03M	Buy	+42,600	New	+$1.03M	0.28%	96
2017 Q3	–	Sell	-110,400	Closed	-$2.46M	–	273
2017 Q2	$2.46M	Buy	+110,400	New	+$2.43M	0.29%	41
2016 Q2	–	Sell	-3,145	Closed	-$55K	–	98
2016 Q1	$55K	Sell	3,145 -460,870	-99%	-$7.98M	0.01%	80
2015 Q4	$8.37M	Buy	+464,015	New	+$8.57M	1.72%	19

Other funds holding PCI

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $3.19B AUM 24.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

HCM

Howland Capital Management Boston, Massachusetts $2.77B AUM 19.56% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

Nine Masts Capital's PCI Position: Q4 2018 in Review

Nine Masts Capital sold out of PIMCO Dynamic Credit and Mortgage Income Fund (PCI) in Q4 2018, closing a stake of 42,600 shares — an estimated $1.03M sold.

Nine Masts Capital first reported a position in PCI in Q4 2015 and held it in 4 quarters. The position peaked at $8.37M in Q4 2015. 153 funds tracked by Wall St. Rank hold PCI as of Q4 2018.

Nine Masts Capital reported no remaining PIMCO Dynamic Credit and Mortgage Income Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 42,600 PIMCO Dynamic Credit and Mortgage Income Fund shares in Q4 2018, an estimated $1.03M.
Nine Masts Capital first reported a position in PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2015 and held it in 4 quarters.
Nine Masts Capital's PIMCO Dynamic Credit and Mortgage Income Fund position peaked at $8.37M in Q4 2015.
153 funds tracked by Wall St. Rank held PIMCO Dynamic Credit and Mortgage Income Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.