Nine Masts Capital’s Nuveen Preferred & Income Securities Fund JPS Stock Holding History

Nine Masts Capital’s Portfolio JPS Stock Details JPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-353,100	Closed	-$3.11M	–	346
2018 Q3	$3.11M	Buy	353,100 +163,200	+86%	+$1.44M	0.85%	26
2018 Q2	$1.67M	Buy	+189,900	New	+$1.78M	0.32%	55
2018 Q1	–	Sell	-19,900	Closed	-$203K	–	387
2017 Q4	$203K	Buy	+19,900	New	+$205K	0.03%	123
2017 Q2	–	Sell	-10,000	Closed	-$95K	–	207
2017 Q1	$95K	Buy	+10,000	New	+$95K	0.02%	70

Other funds holding JPS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Nine Masts Capital's JPS Position: Q4 2018 in Review

Nine Masts Capital sold out of Nuveen Preferred & Income Securities Fund (JPS) in Q4 2018, closing a stake of 353,100 shares — an estimated $3.11M sold.

Nine Masts Capital first reported a position in JPS in Q1 2017 and held it in 4 quarters. The position peaked at $3.11M in Q3 2018. 180 funds tracked by Wall St. Rank hold JPS as of Q4 2018.

Nine Masts Capital reported no remaining Nuveen Preferred & Income Securities Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 353,100 Nuveen Preferred & Income Securities Fund shares in Q4 2018, an estimated $3.11M.
Nine Masts Capital first reported a position in Nuveen Preferred & Income Securities Fund in Q1 2017 and held it in 4 quarters.
Nine Masts Capital's Nuveen Preferred & Income Securities Fund position peaked at $3.11M in Q3 2018.
180 funds tracked by Wall St. Rank held Nuveen Preferred & Income Securities Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.