Nine Masts Capital’s INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND VTA Stock Holding History

Nine Masts Capital’s Portfolio VTA Stock Details VTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-81,500	Closed	-$935K	–	352
2018 Q3	$935K	Buy	81,500 +50,300	+161%	+$579K	0.25%	102
2018 Q2	$363K	Buy	+31,200	New	+$366K	0.07%	138
2017 Q3	–	Sell	-54,500	Closed	-$655K	–	274
2017 Q2	$655K	Buy	+54,500	New	+$662K	0.08%	69
2016 Q3	–	Sell	-11,400	Closed	-$126K	–	86
2016 Q2	$126K	Sell	11,400 -44,026	-79%	-$478K	0.03%	53
2016 Q1	$596K	Buy	55,426 +35,748	+182%	+$365K	0.11%	65
2015 Q4	$208K	Buy	+19,678	New	+$210K	0.04%	73

Other funds holding VTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

HCM

Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

Nine Masts Capital's VTA Position: Q4 2018 in Review

Nine Masts Capital sold out of INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND (VTA) in Q4 2018, closing a stake of 81,500 shares — an estimated $935K sold.

Nine Masts Capital first reported a position in VTA in Q4 2015 and held it in 6 quarters. The position peaked at $935K in Q3 2018. 104 funds tracked by Wall St. Rank hold VTA as of Q4 2018.

Nine Masts Capital reported no remaining INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 81,500 INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND shares in Q4 2018, an estimated $935K.
Nine Masts Capital first reported a position in INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2015 and held it in 6 quarters.
Nine Masts Capital's INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND position peaked at $935K in Q3 2018.
104 funds tracked by Wall St. Rank held INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.