NMC
AFT

Nine Masts Capital’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

Nine Masts Capital’s Portfolio AFT Stock Details AFT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-40,100
Closed -$641K – 338
2018
Q3 		$641K Buy
40,100
+33,800
+537% +$544K 0.17% 132
2018
Q2 		$103K Buy
+6,300
New +$105K 0.02% 202

Other funds holding AFT

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
OIA
OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
ISSM
Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
CCP
Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Nine Masts Capital's AFT Position: Q4 2018 in Review

Nine Masts Capital sold out of Apollo Senior Floating Rate Fund Inc. (AFT) in Q4 2018, closing a stake of 40,100 shares — an estimated $641K sold.

Nine Masts Capital first reported a position in AFT in Q2 2018 and held it in 2 quarters. The position peaked at $641K in Q3 2018. 60 funds tracked by Wall St. Rank hold AFT as of Q4 2018.

  • Nine Masts Capital reported no remaining Apollo Senior Floating Rate Fund Inc. position as of Q4 2018 after selling out during the quarter.
  • Nine Masts Capital sold 40,100 Apollo Senior Floating Rate Fund Inc. shares in Q4 2018, an estimated $641K.
  • Nine Masts Capital first reported a position in Apollo Senior Floating Rate Fund Inc. in Q2 2018 and held it in 2 quarters.
  • Nine Masts Capital's Apollo Senior Floating Rate Fund Inc. position peaked at $641K in Q3 2018.
  • 60 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.