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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-6.39%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$367M
AUM Growth
-$149M
Cap. Flow
-$30.9M
Cap. Flow %
-8.44%
Top 10 Hldgs %
36.76%
Holding
415
New
133
Increased
67
Reduced
72
Closed
121

Top Buys

Rank Stock Value
1
SDRL
Seadrill Limited Common Stock
SDRL
+$30.9M
2
HDB icon
HDFC Bank
HDB
+$10.8M
3
PBR.A icon
Petrobras Class A
PBR.A
+$10.4M
4
BHP icon
BHP
BHP
+$9.02M
5
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$5.72M

Top Sells

Rank Stock Value
1
TSM icon
TSMC
TSM
+$23.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$23M
3
NXPI icon
NXP Semiconductors
NXPI
+$16.4M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.8M
5
MGM icon
MGM Resorts International
MGM
+$13.6M

Sector Composition

Rank Sector Weight
1 Financials 9.2%
2 Energy 8.64%
3 Technology 7.59%
4 Consumer Discretionary 6.75%
5 Communication Services 5.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
326
Alphabet (Google) Class A
GOOGL
$4.08T
– –
-244,540
Closed -$14.8M
HPE icon
327
Hewlett Packard
HPE
$60.4B
– –
-2,809
Closed -$41K
HPE icon
328
PUT
Hewlett Packard
HPE
$60.4B
– –
-30
Closed -$13K
HPI
329
John Hancock Preferred Income Fund
HPI
$431M
– –
-4,100
Closed -$89K
HQL
330
abrdn Life Sciences Investors
HQL
$589M
– –
-24,277
Closed -$456K
HWM icon
331
Howmet Aerospace
HWM
$114B
– –
-6,203
Closed -$98.7K
INCY icon
332
Incyte
INCY
$26B
– –
-11,185
Closed -$749K
INCY icon
333
PUT
Incyte
INCY
$26B
– –
-438
Closed -$76K
INFY icon
334
Infosys
INFY
$50B
– –
-349,108
Closed -$3.39M
IRBT
335
CALL
DELISTED
iRobot
IRBT
– –
-76
Closed -$93K
ISD
336
PGIM High Yield Bond Fund
ISD
$416M
– –
-200
Closed -$3K
JPI
337
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-11,900
Closed -$275K
JRI icon
338
Nuveen Real Asset Income & Growth Fund
JRI
$354M
– –
-27,100
Closed -$438K
JRS icon
339
Nuveen Real Estate Income Fund
JRS
$256M
– –
-48,900
Closed -$489K
KR icon
340
Kroger
KR
$36.3B
– –
-3,332
Closed -$95K
KR icon
341
PUT
Kroger
KR
$36.3B
– –
-1,052
Closed -$5K
MGM icon
342
MGM Resorts International
MGM
$11.8B
– –
-467,000
Closed -$13.6M
MLCO icon
343
Melco Resorts & Entertainment
MLCO
$2.19B
– –
-99,500
Closed -$2.79M
MMU
344
Western Asset Managed Municipals Fund
MMU
$549M
– –
-27,500
Closed -$349K
MO icon
345
CALL
Altria Group
MO
$125B
– –
-16
Closed -$6K
MO icon
346
PUT
Altria Group
MO
$125B
– –
-16
Closed -$3K
NCV
347
Virtus Convertible & Income Fund
NCV
$375M
– –
-2,700
Closed -$75K
NCZ
348
Virtus Convertible & Income Fund II
NCZ
$285M
– –
-5,675
Closed -$137K
NMR icon
349
Nomura Holdings
NMR
$28.1B
– –
-760,438
Closed -$3.69M
NRO
350
Neuberger Real Estate Securities Income Fund Inc
NRO
$195M
– –
-13,834
Closed -$68K
12 13
14
15 16

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CL
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CPA
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IIC
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MCM
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SSA
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WC
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WIM
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Nine Masts Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Nine Masts Capital held 415 positions worth $367M, down 29% from $516M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Nine Masts Capital withdrew a net $30.9M in Q3 2018, closing 121 positions and reducing 72 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, up from 6.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Nine Masts Capital opened a new position in Seadrill Limited Common Stock worth $37.7M.

  • Nine Masts Capital's largest Q3 2018 buy was Seadrill Limited Common Stock: 1,520,362 shares worth $37.7M.
  • Nine Masts Capital added most to Petrobras Class A in Q3 2018, an estimated $10.4M increase.
  • Nine Masts Capital's biggest Q3 2018 reduction was TSMC, cutting an estimated $23.1M.
  • Nine Masts Capital fully exited State Street SPDR S&P 500 ETF Trust in Q3 2018, selling an estimated $23M.
  • Nine Masts Capital's ten largest holdings make up 37% of its $367M portfolio in Q3 2018.
  • Nine Masts Capital opened 133 new positions and closed 121 in Q3 2018.
  • Nine Masts Capital's portfolio value fell 29% quarter-over-quarter to $367M.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.