Next Financial Group’s Barings Participation Investors MPV Stock Holding History

Next Financial Group’s Portfolio MPV Stock Details MPV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-250	Closed	-$4K	–	2478
2019 Q3	$4K	Hold	250	–	–	﹤0.01%	1960
2019 Q2	$4K	Hold	250	–	–	﹤0.01%	1957
2019 Q1	$4K	Hold	250	–	–	﹤0.01%	1315
2018 Q4	$4K	Hold	250	–	–	﹤0.01%	1608
2018 Q3	$4K	Buy	+250	New	+$3.67K	﹤0.01%	1203
2017 Q4	–	Sell	-250	Closed	-$4K	–	963
2017 Q3	$4K	Hold	250	–	–	﹤0.01%	1492
2017 Q2	$3K	Hold	250	–	–	﹤0.01%	1676
2017 Q1	$4K	Hold	250	–	–	﹤0.01%	1572
2016 Q4	$4K	Hold	250	–	–	﹤0.01%	1997
2016 Q3	$4K	Hold	250	–	–	﹤0.01%	2006
2016 Q2	$3K	Buy	+250	New	+$3.57K	﹤0.01%	1523

Other funds holding MPV

TCMG

TSP Capital Management Group Summit, New Jersey $410M AUM 71.81% 1-Year Est. Return

Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

GIM

Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CFMC

Curbstone Financial Management Corp Manchester, New Hampshire $587M AUM 24.61% 1-Year Est. Return

HAM

Hammer Asset Management Auburn, California $20.6M AUM 18.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Next Financial Group's MPV Position: Q4 2019 in Review

Next Financial Group sold out of Barings Participation Investors (MPV) in Q4 2019, closing a stake of 250 shares — an estimated $4K sold.

Next Financial Group first reported a position in MPV in Q2 2016 and held it in 11 quarters. The position peaked at $4K in Q3 2019. 37 funds tracked by Wall St. Rank hold MPV as of Q4 2019.

Next Financial Group reported no remaining Barings Participation Investors position as of Q4 2019 after selling out during the quarter.
Next Financial Group sold 250 Barings Participation Investors shares in Q4 2019, an estimated $4K.
Next Financial Group first reported a position in Barings Participation Investors in Q2 2016 and held it in 11 quarters.
Next Financial Group's Barings Participation Investors position peaked at $4K in Q3 2019.
37 funds tracked by Wall St. Rank held Barings Participation Investors as of Q4 2019.

Based on Next Financial Group's 13F filing for Q4 2019, filed 21 Jan 2020.