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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+2.24%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$449M
AUM Growth
-$58.9M
Cap. Flow
-$71.2M
Cap. Flow %
-15.85%
Top 10 Hldgs %
30.25%
Holding
136
New
27
Increased
25
Reduced
50
Closed
30

Top Buys

Rank Stock Value
1
NBIS
Nebius Group N.V.
NBIS
+$6.29M
2
VEDL
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
+$6.11M
3
SID icon
Companhia Siderúrgica Nacional
SID
+$5.69M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$5.22M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.2M

Top Sells

Rank Stock Value
1
CEO
CNOOC Limited
CEO
+$13.4M
2
ELP
Companhia Paranaense de Energia (COPEL)
ELP
+$7.6M
3
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$7.24M
4
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$6.15M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$6M

Sector Composition

Rank Sector Weight
1 Materials 22.32%
2 Energy 11.63%
3 Financials 11.09%
4 Technology 9.91%
5 Communication Services 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTF
126
DELISTED
Nuveen Long/Short Commodity Fd
CTF
– –
-34,615
Closed -$596K
JTP
127
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
– –
-328,945
Closed -$2.53M
BTU
128
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-8,606
Closed -$2.52M
NQU
129
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
– –
-143,337
Closed -$1.76M
NXZ
130
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
– –
-50,757
Closed -$644K
WLT
131
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
– –
-165,307
Closed -$2.75M
HCF
132
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
– –
-202,555
Closed -$1.91M
FWLT
133
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
– –
-123,212
Closed -$4.07M
CEO
134
DELISTED
CNOOC Limited
CEO
– –
-71,334
Closed -$13.4M
NQS
135
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
– –
-76,810
Closed -$952K
NMO
136
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
– –
-158,246
Closed -$1.9M
2 3 4 5
6

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Newgate Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Newgate Capital Management held 136 positions worth $449M, down 12% from $508M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Newgate Capital Management withdrew a net $71.2M in Q1 2014, closing 30 positions and reducing 50 holdings. Its most notable exit was CNOOC Limited, an estimated $13.4M position sold in full.

By sector, the portfolio is most concentrated in Materials at 22% of assets, down from 23% a quarter earlier, followed by Energy and Financials.

Against the trend, Newgate Capital Management opened a new position in Nebius Group N.V. worth $5.14M.

  • Newgate Capital Management's largest Q1 2014 buy was Nebius Group N.V.: 170,422 shares worth $5.14M.
  • Newgate Capital Management added most to Companhia Siderúrgica Nacional in Q1 2014, an estimated $5.69M increase.
  • Newgate Capital Management's biggest Q1 2014 reduction was abrdn Total Dynamic Dividend Fund, cutting an estimated $7.24M.
  • Newgate Capital Management fully exited CNOOC Limited in Q1 2014, selling an estimated $13.4M.
  • Newgate Capital Management's ten largest holdings make up 30% of its $449M portfolio in Q1 2014.
  • Newgate Capital Management opened 27 new positions and closed 30 in Q1 2014.
  • Newgate Capital Management's portfolio value fell 12% quarter-over-quarter to $449M.

Based on Newgate Capital Management's 13F filing for Q1 2014, filed 6 May 2014.