NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Quarter Est. Return
1 Year Est. Return
-3.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$152M
AUM Growth
-$20.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
134
New
Increased
Reduced
Closed

Top Buys

1
+$4.06M
2
+$3.23M
3
+$2.34M
4
NQI
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
+$2.14M
5
LDP icon
Cohen & Steers Duration Preferred & Income Fund
LDP
+$2.06M

Top Sells

1
+$6.71M
2
+$5.18M
3
+$3M
4
HPS
John Hancock Preferred Income Fund III
HPS
+$2.37M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.11M

Sector Composition

1 Materials 7.96%
2 Energy 6.63%
3 Financials 4.17%
4 Utilities 3.8%
5 Technology 3.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$169K 0.11%
+12,198
102
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-129,247
103
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-131,922
104
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-26,550
105
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-18,010
106
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-32,521
107
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-11,350
108
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-14,294
109
– –
-15,558
110
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-84,850
111
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-135,435
112
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-65,168
113
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-126,170
114
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-59,312
115
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-71,818
116
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-35,880
117
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-41,806
118
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-44,681
119
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-19,137
120
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-133,952
121
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-35,450
122
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-44,944
123
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-7,641
124
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-4,326
125
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-5,386
2 3 4
5
6