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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
-4.98%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$20.4M
Cap. Flow
-$9.77M
Cap. Flow %
-6.45%
Top 10 Hldgs %
40.22%
Holding
134
New
35
Increased
19
Reduced
47
Closed
30

Top Buys

Rank Stock Value
1
DSU icon
BlackRock Debt Strategies Fund
DSU
+$4.09M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$3.41M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.37M
4
LDP icon
Cohen & Steers Duration Preferred & Income Fund
LDP
+$2.2M
5
NQI
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
+$2.14M

Top Sells

Rank Stock Value
1
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$6.71M
2
CTR
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
+$5.18M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3M
4
HPS
John Hancock Preferred Income Fund III
HPS
+$2.37M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.11M

Sector Composition

Rank Sector Weight
1 Materials 7.96%
2 Energy 6.44%
3 Financials 4.17%
4 Utilities 3.8%
5 Technology 3.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NQS
101
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$169K 0.11%
+12,198
New +$169K
BFK
102
DELISTED
BlackRock Municipal Income Trust
BFK
– –
-129,247
Closed -$1.77M
BLE
103
DELISTED
BlackRock Municipal Income Trust II
BLE
– –
-131,922
Closed -$1.9M
BTT icon
104
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
– –
-26,550
Closed -$528K
CHRD icon
105
Chord Energy
CHRD
$7.78B
– –
-18,010
Closed -$753K
CLF icon
106
Cleveland-Cliffs
CLF
$6.64B
– –
-32,521
Closed -$338K
DE icon
107
Deere & Co
DE
$162B
– –
-11,350
Closed -$931K
EMO
108
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
– –
-14,294
Closed -$1.74M
ETR icon
109
Entergy
ETR
$50.4B
– –
-15,558
Closed -$602K
FAX
110
abrdn Asia-Pacific Income Fund
FAX
$597M
– –
-84,850
Closed -$3M
HPS
111
John Hancock Preferred Income Fund III
HPS
$456M
– –
-135,435
Closed -$2.37M
INFY icon
112
Infosys
INFY
$48.4B
– –
-65,168
Closed -$493K
MHD icon
113
BlackRock MuniHoldings Fund
MHD
$602M
– –
-126,170
Closed -$2.03M
MHN
114
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
– –
-59,312
Closed -$792K
MQY icon
115
BlackRock MuniYield Quality Fund
MQY
$808M
– –
-71,818
Closed -$1.07M
MYD
116
DELISTED
BlackRock MuniYield Fund
MYD
– –
-35,880
Closed -$509K
SB icon
117
Safe Bulkers
SB
$810M
– –
-41,806
Closed -$278K
SCCO icon
118
Southern Copper
SCCO
$145B
– –
-45,898
Closed -$1.26M
SHG icon
119
Shinhan Financial Group
SHG
$34B
– –
-19,137
Closed -$870K
VALE icon
120
Vale
VALE
$63.8B
– –
-133,952
Closed -$1.48M
NBIS
121
Nebius Group N.V.
NBIS
$47.8B
– –
-35,450
Closed -$985K
CTR
122
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
– –
-44,944
Closed -$5.18M
CLR
123
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-7,641
Closed -$508K
TWTR
124
DELISTED
Twitter, Inc.
TWTR
– –
-4,326
Closed -$223K
XEC
125
DELISTED
CIMAREX ENERGY CO
XEC
– –
-5,386
Closed -$681K
2 3 4
5
6

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Newgate Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Newgate Capital Management held 134 positions worth $152M, down 12% from $172M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Newgate Capital Management withdrew a net $9.77M in Q4 2014, closing 30 positions and reducing 47 holdings. Its most notable exit was BLACKROCK REAL ASSET EQUITY TRUST, an estimated $6.71M position sold in full.

By sector, the portfolio is most concentrated in Materials at 8% of assets, down from 10% a quarter earlier, followed by Energy and Financials.

Against the trend, Newgate Capital Management opened a new position in DoubleLine Income Solutions Fund worth $3.23M.

  • Newgate Capital Management's largest Q4 2014 buy was DoubleLine Income Solutions Fund: 163,490 shares worth $3.23M.
  • Newgate Capital Management added most to BlackRock Debt Strategies Fund in Q4 2014, an estimated $4.09M increase.
  • Newgate Capital Management's biggest Q4 2014 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $2.11M.
  • Newgate Capital Management fully exited BLACKROCK REAL ASSET EQUITY TRUST in Q4 2014, selling an estimated $6.71M.
  • Newgate Capital Management's ten largest holdings make up 40% of its $152M portfolio in Q4 2014.
  • Newgate Capital Management opened 35 new positions and closed 30 in Q4 2014.
  • Newgate Capital Management's portfolio value fell 12% quarter-over-quarter to $152M.

Based on Newgate Capital Management's 13F filing for Q4 2014, filed 29 Jan 2015.