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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+7.93%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$67.5M
Cap. Flow
-$95.4M
Cap. Flow %
-24.99%
Top 10 Hldgs %
27.84%
Holding
129
New
23
Increased
13
Reduced
66
Closed
23

Top Buys

Rank Stock Value
1
AWF
AllianceBernstein Global High Income Fund
AWF
+$6.19M
2
AU icon
AngloGold Ashanti
AU
+$5.03M
3
BBD icon
Banco Bradesco
BBD
+$3.92M
4
FEI
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
+$3.01M
5
MLCO icon
Melco Resorts & Entertainment
MLCO
+$2.64M

Top Sells

Rank Stock Value
1
IRR
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
+$6.72M
2
VALE icon
Vale
VALE
+$6.33M
3
INFY icon
Infosys
INFY
+$6.28M
4
SSRI
Silver Standard Resources
SSRI
+$5.74M
5
CIG icon
CEMIG Preferred Shares
CIG
+$5.05M

Sector Composition

Rank Sector Weight
1 Materials 17.85%
2 Energy 12.52%
3 Financials 10.95%
4 Technology 8.6%
5 Communication Services 4.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUB icon
101
iShares National Muni Bond ETF
MUB
$45.3B
$442K 0.12%
4,064
-696
-15% -$75.3K
GM icon
102
General Motors
GM
$81.7B
$428K 0.11%
+11,790
New +$411K
BAC icon
103
Bank of America
BAC
$439B
$397K 0.1%
25,837
– –
C icon
104
Citigroup
C
$222B
$368K 0.1%
7,818
– –
MMU
105
Western Asset Managed Municipals Fund
MMU
$549M
$169K 0.04%
+12,873
New +$167K
BTM
106
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$64K 0.02%
+74,700
New +$64K
AOD
107
abrdn Total Dynamic Dividend Fund
AOD
$1.09B
– –
-514,487
Closed -$4.32M
APO icon
108
Apollo Global Management
APO
$71.9B
– –
-9,253
Closed -$294K
BDJ icon
109
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
– –
-161,619
Closed -$1.28M
BKLN icon
110
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-104,726
Closed -$2.6M
BX icon
111
Blackstone
BX
$107B
– –
-13,037
Closed -$425K
CSQ icon
112
Calamos Strategic Total Return Fund
CSQ
$3.19B
– –
-288,362
Closed -$3.21M
EVM
113
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
– –
-187,056
Closed -$2.03M
GSM icon
114
FerroAtlántica
GSM
$628M
– –
-96,617
Closed -$2.01M
IGD
115
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$510M
– –
-429,118
Closed -$3.95M
JPC icon
116
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
– –
-417,438
Closed -$3.88M
MHN
117
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
– –
-103,511
Closed -$1.38M
NOG icon
118
Northern Oil and Gas
NOG
$2.16B
– –
-17,899
Closed -$2.62M
NVG icon
119
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
– –
-69,239
Closed -$923K
NZF icon
120
Nuveen Municipal Credit Income Fund
NZF
$2.42B
– –
-232,568
Closed -$3.05M
PSF icon
121
Cohen & Steers Select Preferred & Income Fund
PSF
$234M
– –
-42,412
Closed -$1.06M
TDW icon
122
Tidewater
TDW
$3.71B
– –
-1,934
Closed -$3.03M
TECK icon
123
Teck Resources
TECK
$28.8B
– –
-130,448
Closed -$2.83M
VKI icon
124
Invesco Advantage Municipal Income Trust II
VKI
$398M
– –
-91,900
Closed -$1.01M
CEM
125
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-9,674
Closed -$1.29M
2 3 4
5
6

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Newgate Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Newgate Capital Management held 129 positions worth $382M, down 15% from $449M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Newgate Capital Management withdrew a net $95.4M in Q2 2014, closing 23 positions and reducing 66 holdings. Its most notable exit was abrdn Total Dynamic Dividend Fund, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Materials at 18% of assets, down from 22% a quarter earlier, followed by Energy and Financials.

Against the trend, Newgate Capital Management opened a new position in AllianceBernstein Global High Income Fund worth $6.09M.

  • Newgate Capital Management's largest Q2 2014 buy was AllianceBernstein Global High Income Fund: 423,886 shares worth $6.09M.
  • Newgate Capital Management added most to ClearBridge MLP and Midstream Total Return Fund Inc. in Q2 2014, an estimated $2.33M increase.
  • Newgate Capital Management's biggest Q2 2014 reduction was VOYA NATURAL RESOURCES EQUITY INCOME FUND, cutting an estimated $6.72M.
  • Newgate Capital Management fully exited abrdn Total Dynamic Dividend Fund in Q2 2014, selling an estimated $4.32M.
  • Newgate Capital Management's ten largest holdings make up 28% of its $382M portfolio in Q2 2014.
  • Newgate Capital Management opened 23 new positions and closed 23 in Q2 2014.
  • Newgate Capital Management's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Newgate Capital Management's 13F filing for Q2 2014, filed 8 Aug 2014.