NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Quarter Est. Return
1 Year Est. Return
-3.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$382M
AUM Growth
-$67.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
129
New
Increased
Reduced
Closed

Top Buys

1
+$6.09M
2
+$5.08M
3
+$3.82M
4
FEI
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
+$3.16M
5
MLCO icon
Melco Resorts & Entertainment
MLCO
+$2.72M

Top Sells

1
+$7.14M
2
+$6.34M
3
+$6.21M
4
SSRI
Silver Standard Resources
SSRI
+$5.76M
5
CIG icon
CEMIG Preferred Shares
CIG
+$5.41M

Sector Composition

1 Materials 17.85%
2 Energy 12.52%
3 Financials 10.95%
4 Technology 8.6%
5 Communication Services 4.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$442K 0.12%
4,064
-696
102
$428K 0.11%
+11,790
103
$397K 0.1%
25,837
104
$368K 0.1%
7,818
105
$169K 0.04%
+12,873
106
$64K 0.02%
+74,700
107
– –
-514,487
108
– –
-9,253
109
– –
-161,619
110
– –
-104,726
111
– –
-13,037
112
– –
-288,362
113
– –
-187,056
114
– –
-96,617
115
– –
-429,118
116
– –
-417,438
117
– –
-103,511
118
– –
-17,899
119
– –
-69,239
120
– –
-232,568
121
– –
-42,412
122
– –
-1,934
123
– –
-130,448
124
– –
-91,900
125
– –
-9,674
2 3 4
5
6