Newgate Capital Management’s Invesco Senior Loan ETF BKLN Stock Holding History

Newgate Capital Management’s Portfolio BKLN Stock Details BKLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-25,901	Closed	-$578K	–	96
2015 Q4	$578K	Buy	+25,901	New	+$590K	0.43%	45
2015 Q1	–	Sell	-20,881	Closed	-$500K	–	104
2014 Q4	$500K	Buy	+20,881	New	+$505K	0.33%	74
2014 Q2	–	Sell	-104,726	Closed	-$2.6M	–	110
2014 Q1	$2.6M	Buy	+104,726	New	+$2.6M	0.58%	65
2013 Q3	–	Sell	-561,438	Closed	-$13.9M	–	124
2013 Q2	$13.9M	Buy	+561,438	New	+$14.1M	1.94%	11

Other funds holding BKLN

Aozora Bank Tokyo, Japan $43.6M AUM 1.15% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $123B AUM 34.51% 1-Year Est. Return

Newgate Capital Management's BKLN Position: Q1 2016 in Review

Newgate Capital Management sold out of Invesco Senior Loan ETF (BKLN) in Q1 2016, closing a stake of 25,901 shares — an estimated $578K sold.

Newgate Capital Management first reported a position in BKLN in Q2 2013 and held it in 4 quarters. The position peaked at $13.9M in Q2 2013. 260 funds tracked by Wall St. Rank hold BKLN as of Q1 2016.

Newgate Capital Management reported no remaining Invesco Senior Loan ETF position as of Q1 2016 after selling out during the quarter.
Newgate Capital Management sold 25,901 Invesco Senior Loan ETF shares in Q1 2016, an estimated $578K.
Newgate Capital Management first reported a position in Invesco Senior Loan ETF in Q2 2013 and held it in 4 quarters.
Newgate Capital Management's Invesco Senior Loan ETF position peaked at $13.9M in Q2 2013.
260 funds tracked by Wall St. Rank held Invesco Senior Loan ETF as of Q1 2016.

Based on Newgate Capital Management's 13F filing for Q1 2016, filed 29 Apr 2016.