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NCM
Newgate Capital Management Portfolio holdings
AUM
$121M
1-Year Est. Return
3.73%
This Fund
S&P 500
This Quarter
Est. Return
-4.98%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$20.4M
(-12%)
Cap. Flow
-$9.77M
Cap. Flow
% of AUM
-6.45%
Top 10 Holdings %
Top 10 Hldgs %
40.22%
Holding
134
New
35
Increased
19
Reduced
47
Closed
30
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock Debt Strategies Fund
DSU
|
+$4.09M |
| 2 |
DSL
DoubleLine Income Solutions Fund
DSL
|
+$3.41M |
| 3 |
LEO
BNY Mellon Strategic Municipals
LEO
|
+$2.37M |
| 4 |
Cohen & Steers Duration Preferred & Income Fund
LDP
|
+$2.2M |
| 5 |
NQI
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
|
+$2.14M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
|
+$6.71M |
| 2 |
CTR
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
|
+$5.18M |
| 3 |
FAX
abrdn Asia-Pacific Income Fund
FAX
|
+$3M |
| 4 |
HPS
John Hancock Preferred Income Fund III
HPS
|
+$2.37M |
| 5 |
Nuveen Credit Strategies Income Fund
JQC
|
+$2.11M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Materials | 7.96% |
| 2 | Energy | 6.44% |
| 3 | Financials | 4.17% |
| 4 | Utilities | 3.8% |
| 5 | Technology | 3.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Canadian Natural Resources
CNQ
$98.6B
| $490K | 0.32% |
32,844
-4,690
| -12% | -$76.6K |
|
|
X
77
DELISTED
US Steel
X
| $488K | 0.32% |
18,242
+2,763
| +18% | +$92.1K |
|
78
Methanex
MEOH
$4.27B
| $484K | 0.32% |
10,551
-1,382
| -12% | -$75.3K |
|
79
AES
AES
$10.6B
| $470K | 0.31% |
34,131
-4,724
| -12% | -$64.5K |
|
80
Bank of America
BAC
$433B
| $462K | 0.3% |
25,837
| – | – |
|
81
Worthington Enterprises
WOR
$2.74B
| $446K | 0.29% |
24,035
-2,091
| -8% | -$46.3K |
|
82
Citigroup
C
$222B
| $437K | 0.29% |
8,074
+256
| +3% | +$13.6K |
|
83
HF Sinclair
DINO
$16.7B
| $437K | 0.29% |
11,649
-1,669
| -13% | -$69.6K |
|
84
Ovintiv
OVV
$17B
| $417K | 0.28% |
6,009
-935
| -13% | -$79.6K |
|
85
EOG Resources
EOG
$77.5B
| $415K | 0.27% |
4,519
-514
| -10% | -$47.8K |
|
86
iShares North American Natural Resources ETF
IGE
$741M
| $406K | 0.27% |
+10,599
| New | +$429K |
|
87
Alibaba
BABA
$279B
| $401K | 0.26% |
+3,857
| New | +$396K |
|
88
Williams Companies
WMB
$86.7B
| $378K | 0.25% |
+8,417
| New | +$430K |
|
89
Meta Platforms (Facebook)
META
$1.37T
| $370K | 0.24% |
+4,737
| New | +$362K |
|
90
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $345K | 0.23% |
+8,615
| New | +$355K |
|
91
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
| $344K | 0.23% |
+7,055
| New | +$345K |
|
92
Nabors Industries
NBR
$1.22B
| $338K | 0.22% |
521
-81
| -13% | -$64.1K |
|
|
ORIG
93
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
| $331K | 0.22% |
4
| – | – |
|
94
Devon Energy
DVN
$50.9B
| $283K | 0.19% |
4,626
-650
| -12% | -$39.4K |
|
|
NPKI
95
NPK International
NPKI
$1.05B
| $283K | 0.19% |
+29,613
| New | +$315K |
|
|
WLL
96
DELISTED
Whiting Petroleum Corporation
WLL
| $255K | 0.17% |
26
-11
| -30% | -$168K |
|
|
PPL
97
PPL Corp
PPL
$26.8B
| $254K | 0.17% |
+7,501
| New | +$245K |
|
98
CVR Energy
CVI
$3.83B
| $246K | 0.16% |
+6,344
| New | +$280K |
|
|
ALJ
99
DELISTED
Alon USA Energy Inc
ALJ
| $229K | 0.15% |
+18,043
| New | +$259K |
|
100
Cenovus Energy
CVE
$56.5B
| $224K | 0.15% |
10,850
-1,539
| -12% | -$35.4K |
|
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Newgate Capital Management's Q4 2014 Portfolio in Review
As of Q4 2014, Newgate Capital Management held 134 positions worth $152M, down 12% from $172M the previous quarter. Its ten largest holdings account for 40% of the portfolio.
Newgate Capital Management withdrew a net $9.77M in Q4 2014, closing 30 positions and reducing 47 holdings. Its most notable exit was BLACKROCK REAL ASSET EQUITY TRUST, an estimated $6.71M position sold in full.
By sector, the portfolio is most concentrated in Materials at 8% of assets, down from 10% a quarter earlier, followed by Energy and Financials.
Against the trend, Newgate Capital Management opened a new position in DoubleLine Income Solutions Fund worth $3.23M.
- Newgate Capital Management's largest Q4 2014 buy was DoubleLine Income Solutions Fund: 163,490 shares worth $3.23M.
- Newgate Capital Management added most to BlackRock Debt Strategies Fund in Q4 2014, an estimated $4.09M increase.
- Newgate Capital Management's biggest Q4 2014 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $2.11M.
- Newgate Capital Management fully exited BLACKROCK REAL ASSET EQUITY TRUST in Q4 2014, selling an estimated $6.71M.
- Newgate Capital Management's ten largest holdings make up 40% of its $152M portfolio in Q4 2014.
- Newgate Capital Management opened 35 new positions and closed 30 in Q4 2014.
- Newgate Capital Management's portfolio value fell 12% quarter-over-quarter to $152M.
Based on Newgate Capital Management's 13F filing for Q4 2014, filed 29 Jan 2015.