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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$836M
AUM Growth
+$228M
Cap. Flow
+$213M
Cap. Flow %
25.5%
Top 10 Hldgs %
43.23%
Holding
294
New
96
Increased
33
Reduced
83
Closed
33

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$45.9M
2
GVI icon
iShares Intermediate Government/Credit Bond ETF
GVI
+$43.4M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$36.2M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$21.1M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$21M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$29.3M
2
GURU icon
Global X Guru Index ETF
GURU
+$15.5M
3
PBP icon
Invesco S&P 500 BuyWrite ETF
PBP
+$12M
4
CARZ icon
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
+$10.9M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$9.68M

Sector Composition

Rank Sector Weight
1 Real Estate 3.11%
2 Communication Services 1.64%
3 Healthcare 1.01%
4 Consumer Staples 0.86%
5 Technology 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINT icon
1
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$70.1M 8.39%
693,663
+208,576
+43% +$21.1M
IWM icon
2
iShares Russell 2000 ETF
IWM
$82.5B
$48.1M 5.75%
+401,713
New +$45.9M
GVI icon
3
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
$43.3M 5.19%
+391,690
New +$43.4M
VCLT icon
4
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.8B
$36.7M 4.39%
+397,000
New +$36.2M
ULQ
5
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$32.9M 3.94%
659,122
– –
VGT icon
6
Vanguard Information Technology ETF
VGT
$151B
$29.6M 3.54%
2,267,184
+773,424
+52% +$9.87M
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$138B
$27.6M 3.3%
250,233
+3,100
+1% +$341K
BND icon
8
Vanguard Total Bond Market
BND
$162B
$27.6M 3.3%
334,483
+5,200
+2% +$429K
LQD icon
9
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$24.4M 2.92%
204,655
+176,200
+619% +$21M
IGLB icon
10
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.8B
$21M 2.51%
+341,300
New +$20.7M
IGIB icon
11
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$19.5M 2.34%
357,000
+88,160
+33% +$4.83M
AMT icon
12
American Tower
AMT
$81.3B
$19.4M 2.32%
196,116
+2,364
+1% +$232K
ITB icon
13
iShares US Home Construction ETF
ITB
$2.37B
$18.9M 2.26%
729,908
-1,202,153
-62% -$29.3M
DXJ icon
14
WisdomTree Japan Hedged Equity Fund
DXJ
$7.56B
$14.3M 1.71%
290,852
-127,904
-31% -$6.68M
KRE icon
15
State Street SPDR S&P Regional Banking ETF
KRE
$4.66B
$14.2M 1.7%
349,648
-91,334
-21% -$3.58M
IEF icon
16
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$13.8M 1.65%
130,071
-200
-0.2% -$21.1K
XLI icon
17
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$13.8M 1.65%
243,099
+160,163
+193% +$8.8M
VTI icon
18
Vanguard Morningstar Total Stock Market ETF
VTI
$697B
$13.7M 1.64%
129,206
-1,500
-1% -$155K
XLF icon
19
State Street Financial Select Sector SPDR ETF
XLF
$59.4B
$11.9M 1.42%
548,127
+161,699
+42% +$3.39M
AAXJ icon
20
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.86B
$10.6M 1.27%
+174,018
New +$10.7M
MNA icon
21
IQ ARB Merger Arbitrage ETF
MNA
$254M
$10.6M 1.27%
379,107
– –
TLT icon
22
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$10.6M 1.26%
83,950
-3,500
-4% -$424K
VCIT icon
23
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$10.5M 1.26%
+121,900
New +$10.5M
BLV icon
24
Vanguard Long-Term Bond ETF
BLV
$5.73B
$10.5M 1.26%
+111,300
New +$10.3M
KBWB icon
25
Invesco KBW Bank ETF
KBWB
$6.85B
$10.4M 1.25%
272,550
-261,619
-49% -$9.68M
1
2 3 4 5

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BIP
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JFG
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WHG
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New York Life Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, New York Life Investment Management held 294 positions worth $836M, up 38% from $607M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

New York Life Investment Management deployed $213M of net new capital in Q4 2014, opening 96 new positions and adding to 33 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 401,713 shares worth $48.1M.

By sector, the portfolio is most concentrated in Real Estate at 3.1% of assets, down from 4% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $29.3M trimmed.

  • New York Life Investment Management's largest Q4 2014 buy was iShares Russell 2000 ETF: 401,713 shares worth $48.1M.
  • New York Life Investment Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2014, an estimated $21.1M increase.
  • New York Life Investment Management's biggest Q4 2014 reduction was iShares US Home Construction ETF, cutting an estimated $29.3M.
  • New York Life Investment Management fully exited Invesco S&P 500 BuyWrite ETF in Q4 2014, selling an estimated $12M.
  • New York Life Investment Management's ten largest holdings make up 43% of its $836M portfolio in Q4 2014.
  • New York Life Investment Management opened 96 new positions and closed 33 in Q4 2014.
  • New York Life Investment Management's portfolio value rose 38% quarter-over-quarter to $836M.

Based on New York Life Investment Management's 13F filing for Q4 2014, filed 13 Feb 2015.