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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
+1.58%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$474M
AUM Growth
+$73M
Cap. Flow
+$64.9M
Cap. Flow %
13.72%
Top 10 Hldgs %
44.56%
Holding
187
New
37
Increased
45
Reduced
23
Closed
20

Top Buys

Rank Stock Value
1
GURU icon
Global X Guru Index ETF
GURU
+$15.2M
2
ITB icon
iShares US Home Construction ETF
ITB
+$12.3M
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$10.5M
4
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$9.18M
5
EUO icon
ProShares UltraShort Euro
EUO
+$6.98M

Top Sells

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$10.3M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$9.22M
3
CSM icon
ProShares Large Cap Core Plus
CSM
+$5.51M
4
IYW icon
iShares US Technology ETF
IYW
+$5.11M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$4.27M

Sector Composition

Rank Sector Weight
1 Real Estate 3.5%
2 Consumer Staples 0.94%
3 Healthcare 0.89%
4 Utilities 0.51%
5 Technology 0.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINT icon
1
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$29.1M 6.15%
287,114
+35,949
+14% +$3.64M
ITB icon
2
iShares US Home Construction ETF
ITB
$2.35B
$26.8M 5.67%
1,107,949
+495,939
+81% +$12.3M
AGG icon
3
iShares Core US Aggregate Bond ETF
AGG
$138B
$26M 5.48%
240,533
+4,600
+2% +$495K
BND icon
4
Vanguard Total Bond Market
BND
$161B
$25.9M 5.48%
319,383
+6,100
+2% +$494K
DYN
5
DELISTED
Dynegy, Inc.
DYN
$20.4M 4.32%
819,416
– –
KRE icon
6
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$18.4M 3.88%
444,395
+100,628
+29% +$4.01M
VGT icon
7
Vanguard Information Technology ETF
VGT
$149B
$17.1M 3.61%
1,495,496
+191,824
+15% +$2.16M
CSD icon
8
Invesco S&P Spin-Off ETF
CSD
$232M
$16.1M 3.4%
354,822
+58,205
+20% +$2.61M
AMT icon
9
American Tower
AMT
$79.5B
$15.9M 3.35%
193,752
– –
DXJ icon
10
WisdomTree Japan Hedged Equity Fund
DXJ
$7.53B
$15.3M 3.23%
323,063
+219,753
+213% +$10.5M
GURU icon
11
Global X Guru Index ETF
GURU
$64M
$15M 3.18%
+609,408
New +$15.2M
IEF icon
12
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$13M 2.74%
127,371
+2,400
+2% +$244K
VTI icon
13
Vanguard Morningstar Total Stock Market ETF
VTI
$692B
$12.9M 2.72%
132,206
-2,100
-2% -$201K
EUO icon
14
ProShares UltraShort Euro
EUO
$33.3M
$11.1M 2.35%
658,321
+407,164
+162% +$6.98M
TLT icon
15
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$9.94M 2.1%
91,150
-100
-0.1% -$10.7K
CARZ icon
16
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$48.9M
$9.41M 1.99%
228,291
+169,791
+290% +$6.64M
ULQ
17
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$9.18M 1.94%
+182,646
New +$9.18M
EFA icon
18
iShares MSCI EAFE ETF
EFA
$80.2B
$9.11M 1.92%
135,550
+300
+0.2% +$19.8K
HVPW
19
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
$8.58M 1.81%
340,899
+191,400
+128% +$4.88M
KBWB icon
20
Invesco KBW Bank ETF
KBWB
$6.84B
$8.37M 1.77%
225,420
+35,918
+19% +$1.28M
PBP icon
21
Invesco S&P 500 BuyWrite ETF
PBP
$363M
$8.17M 1.73%
387,396
+97,895
+34% +$2.04M
HEDJ icon
22
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$6.98M 1.47%
246,802
+58,282
+31% +$1.61M
IYW icon
23
iShares US Technology ETF
IYW
$25.4B
$6.87M 1.45%
301,676
-228,952
-43% -$5.11M
JNK icon
24
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$6.5M 1.37%
52,411
+700
+1% +$86K
VNQ icon
25
Vanguard Real Estate ETF
VNQ
$38.6B
$6.48M 1.37%
91,800
-4,000
-4% -$274K
1
2 3 4 5

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SSA
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FGP
Freestone Grove Partners San Francisco, California $14.2B AUM 24.58% 1-Year Est. Return
BIP
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CM
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JFG
Jefferies Financial Group New York $14.6B AUM 40.95% 1-Year Est. Return
TI
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SAM
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New York Life Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, New York Life Investment Management held 187 positions worth $474M, up 18% from $401M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

New York Life Investment Management deployed $64.9M of net new capital in Q1 2014, opening 37 new positions and adding to 45 existing holdings. Its largest new stake was Global X Guru Index ETF: 609,408 shares worth $15M.

By sector, the portfolio is most concentrated in Real Estate at 3.5% of assets, down from 4% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was iShares US Technology ETF, an estimated $5.11M trimmed.

  • New York Life Investment Management's largest Q1 2014 buy was Global X Guru Index ETF: 609,408 shares worth $15M.
  • New York Life Investment Management added most to iShares US Home Construction ETF in Q1 2014, an estimated $12.3M increase.
  • New York Life Investment Management's biggest Q1 2014 reduction was iShares US Technology ETF, cutting an estimated $5.11M.
  • New York Life Investment Management fully exited iShares 5-10 Year Investment Grade Corporate Bond ETF in Q1 2014, selling an estimated $10.3M.
  • New York Life Investment Management's ten largest holdings make up 45% of its $474M portfolio in Q1 2014.
  • New York Life Investment Management opened 37 new positions and closed 20 in Q1 2014.
  • New York Life Investment Management's portfolio value rose 18% quarter-over-quarter to $474M.

Based on New York Life Investment Management's 13F filing for Q1 2014, filed 15 May 2014.