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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
+5.19%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$401M
AUM Growth
+$75M
Cap. Flow
+$59.9M
Cap. Flow %
14.96%
Top 10 Hldgs %
44.62%
Holding
172
New
17
Increased
37
Reduced
26
Closed
22

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$25.5M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$13.2M
3
CSD icon
Invesco S&P Spin-Off ETF
CSD
+$11.6M
4
IYW icon
iShares US Technology ETF
IYW
+$11M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$8.85M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.67M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$7.43M
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$6.49M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$6.33M
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.25M

Sector Composition

Rank Sector Weight
1 Real Estate 3.97%
2 Consumer Staples 0.88%
3 Healthcare 0.75%
4 Financials 0.55%
5 Technology 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINT icon
1
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$25.4M 6.35%
+251,165
New +$25.5M
AGG icon
2
iShares Core US Aggregate Bond ETF
AGG
$138B
$25.1M 6.27%
235,933
+4,900
+2% +$525K
BND icon
3
Vanguard Total Bond Market
BND
$161B
$25.1M 6.26%
313,283
+7,200
+2% +$581K
DYN
4
DELISTED
Dynegy, Inc.
DYN
$17.6M 4.4%
819,416
– –
AMT icon
5
American Tower
AMT
$79.5B
$15.5M 3.86%
193,752
– –
ITB icon
6
iShares US Home Construction ETF
ITB
$2.35B
$15.2M 3.79%
612,010
+383,911
+168% +$8.69M
VGT icon
7
Vanguard Information Technology ETF
VGT
$149B
$14.6M 3.64%
1,303,672
+834,632
+178% +$8.85M
KRE icon
8
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$14M 3.49%
+343,767
New +$13.2M
CSD icon
9
Invesco S&P Spin-Off ETF
CSD
$232M
$13.4M 3.33%
296,617
+265,637
+857% +$11.6M
VTI icon
10
Vanguard Morningstar Total Stock Market ETF
VTI
$692B
$12.9M 3.22%
134,306
-4,300
-3% -$396K
IEF icon
11
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$12.4M 3.1%
124,971
-50,178
-29% -$5.09M
IYW icon
12
iShares US Technology ETF
IYW
$25.4B
$11.7M 2.93%
+530,628
New +$11M
IGIB icon
13
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$10.3M 2.57%
190,890
+68,000
+55% +$3.68M
TLT icon
14
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$9.29M 2.32%
91,250
+5,100
+6% +$534K
HYG icon
15
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$9.22M 2.3%
99,238
– –
EFA icon
16
iShares MSCI EAFE ETF
EFA
$80.2B
$9.07M 2.27%
135,250
-25,437
-16% -$1.66M
XLE icon
17
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$7.7M 1.92%
173,954
+113,744
+189% +$4.9M
FPX icon
18
First Trust US Equity Opportunities ETF
FPX
$1.53B
$6.9M 1.72%
152,006
+121,438
+397% +$5.2M
KBWB icon
19
Invesco KBW Bank ETF
KBWB
$6.84B
$6.73M 1.68%
189,502
+43,434
+30% +$1.47M
IWV icon
20
iShares Russell 3000 ETF
IWV
$20.4B
$6.44M 1.61%
58,235
-1,900
-3% -$202K
IWB icon
21
iShares Russell 1000 ETF
IWB
$50.2B
$6.44M 1.61%
62,436
-2,000
-3% -$198K
XLF icon
22
State Street Financial Select Sector SPDR ETF
XLF
$59.1B
$6.39M 1.59%
332,796
+231,292
+228% +$4.25M
JNK icon
23
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$6.29M 1.57%
51,711
+500
+1% +$60.6K
VNQ icon
24
Vanguard Real Estate ETF
VNQ
$38.6B
$6.18M 1.54%
95,800
+3,800
+4% +$254K
PBP icon
25
Invesco S&P 500 BuyWrite ETF
PBP
$363M
$6.01M 1.5%
289,501
-12,400
-4% -$257K
1
2 3 4 5

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SSA
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FGP
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BIP
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CM
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JFG
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TI
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SAM
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New York Life Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, New York Life Investment Management held 172 positions worth $401M, up 23% from $326M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

New York Life Investment Management deployed $59.9M of net new capital in Q4 2013, opening 17 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 251,165 shares worth $25.4M.

By sector, the portfolio is most concentrated in Real Estate at 4% of assets, down from 4.7% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $5.09M trimmed.

  • New York Life Investment Management's largest Q4 2013 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 251,165 shares worth $25.4M.
  • New York Life Investment Management added most to Invesco S&P Spin-Off ETF in Q4 2013, an estimated $11.6M increase.
  • New York Life Investment Management's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $5.09M.
  • New York Life Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2013, selling an estimated $7.67M.
  • New York Life Investment Management's ten largest holdings make up 45% of its $401M portfolio in Q4 2013.
  • New York Life Investment Management opened 17 new positions and closed 22 in Q4 2013.
  • New York Life Investment Management's portfolio value rose 23% quarter-over-quarter to $401M.

Based on New York Life Investment Management's 13F filing for Q4 2013, filed 18 Feb 2014.