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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
-1.91%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$863M
AUM Growth
-$49M
Cap. Flow
-$30M
Cap. Flow %
-3.47%
Top 10 Hldgs %
78.09%
Holding
42
New
–
Increased
17
Reduced
10
Closed
8

Top Buys

Rank Stock Value
1
GRES
IQ ARB Global Resources
GRES
+$14.8M
2
GVI icon
iShares Intermediate Government/Credit Bond ETF
GVI
+$7.78M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$1.37M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$1.36M
5
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$1.05M

Top Sells

Rank Stock Value
1
AGGP
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
+$29.5M
2
ESRX
Express Scripts Holding Company
ESRX
+$15.7M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$3.14M
4
AGGE
IQ Enhanced Core Bond U.S. ETF
AGGE
+$2.14M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$1.74M

Sector Composition

Rank Sector Weight
1 Healthcare 6.03%
2 Energy 0.28%
3 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGGP
1
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$165M 19.11%
8,369,887
-1,483,342
-15% -$29.5M
HFXI icon
2
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$2.11B
$130M 15.01%
7,149,473
-5,967
-0.1% -$108K
GRES
3
DELISTED
IQ ARB Global Resources
GRES
$78.7M 9.12%
3,134,359
+579,715
+23% +$14.8M
IWM icon
4
iShares Russell 2000 ETF
IWM
$82.4B
$65.3M 7.56%
484,226
+10,677
+2% +$1.36M
ESRX
5
DELISTED
Express Scripts Holding Company
ESRX
$52M 6.03%
756,524
-218,500
-22% -$15.7M
AGGE
6
DELISTED
IQ Enhanced Core Bond U.S. ETF
AGGE
$47M 5.44%
2,404,344
-107,988
-4% -$2.14M
GVI icon
7
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$42.4M 4.91%
385,730
+70,150
+22% +$7.78M
VCLT icon
8
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.76B
$34.9M 4.04%
390,500
+3,700
+1% +$335K
QGTA
9
DELISTED
IQ Leaders GTAA Tracker ETF
QGTA
$30.4M 3.53%
1,422,810
– –
LQD icon
10
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$28.9M 3.34%
246,400
-900
-0.4% -$107K
HFXJ
11
DELISTED
IQ 50 Percent Hedged FTSE Japan ETF
HFXJ
$24.3M 2.82%
1,327,287
– –
HFXE
12
DELISTED
IQ 50 Percent Hedged FTSE Europe ETF
HFXE
$23.6M 2.74%
1,373,182
– –
IGLB icon
13
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$23.2M 2.69%
395,300
+7,000
+2% +$418K
IGIB icon
14
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$18.4M 2.13%
339,772
– –
VOE icon
15
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
$11.6M 1.34%
119,128
+4,065
+4% +$386K
BLV icon
16
Vanguard Long-Term Bond ETF
BLV
$5.7B
$11.5M 1.34%
129,300
+4,600
+4% +$423K
VCIT icon
17
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.6B
$11.5M 1.33%
134,400
-1,200
-0.9% -$104K
AAXJ icon
18
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.83B
$11.3M 1.31%
206,482
+18,207
+10% +$1.05M
VTIP icon
19
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$9.92M 1.15%
201,814
+6,200
+3% +$306K
EMLC icon
20
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$8.91M 1.03%
253,108
+37,956
+18% +$1.37M
EWX icon
21
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$703M
$7.03M 0.81%
177,030
+11,186
+7% +$465K
SPLB icon
22
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$5.81M 0.67%
218,550
+3,000
+1% +$81K
IWD icon
23
iShares Russell 1000 Value ETF
IWD
$84B
$4.38M 0.51%
39,121
-29,022
-43% -$3.14M
TIP icon
24
iShares TIPS Bond ETF
TIP
$14.7B
$4.25M 0.49%
37,554
+1,769
+5% +$202K
HK
25
DELISTED
Halcon Resources Corporation
HK
$2.4M 0.28%
257,325
-4
-0% -$38
1
2

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FGP
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New York Life Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, New York Life Investment Management held 42 positions worth $863M, down 5.4% from $912M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

New York Life Investment Management withdrew a net $30M in Q4 2016, closing 8 positions and reducing 10 holdings. Its most notable exit was Vanguard Information Technology ETF, an estimated $1.74M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6% of assets, down from 7.5% a quarter earlier, followed by Energy and Communication Services.

Against the trend, New York Life Investment Management added an estimated $14.8M to IQ ARB Global Resources.

  • New York Life Investment Management added most to IQ ARB Global Resources in Q4 2016, an estimated $14.8M increase.
  • New York Life Investment Management's biggest Q4 2016 reduction was IQ Enhanced Core Plus Bond U.S. ETF, cutting an estimated $29.5M.
  • New York Life Investment Management fully exited Vanguard Information Technology ETF in Q4 2016, selling an estimated $1.74M.
  • New York Life Investment Management's ten largest holdings make up 78% of its $863M portfolio in Q4 2016.
  • New York Life Investment Management opened 0 new positions and closed 8 in Q4 2016.
  • New York Life Investment Management's portfolio value fell 5.4% quarter-over-quarter to $863M.

Based on New York Life Investment Management's 13F filing for Q4 2016, filed 15 Feb 2017.