We are live on ! Find out more
NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
+1.76%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$326M
AUM Growth
+$12.2M
Cap. Flow
+$6.86M
Cap. Flow %
2.11%
Top 10 Hldgs %
44.87%
Holding
160
New
20
Increased
32
Reduced
48
Closed
5

Top Buys

Rank Stock Value
1
HYD icon
VanEck High Yield Muni ETF
HYD
+$6.33M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$6.25M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.07M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$4.97M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$4.97M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.07M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.92M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.69M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$4.3M
5
DBB icon
Invesco DB Base Metals Fund
DBB
+$4.1M

Sector Composition

Rank Sector Weight
1 Real Estate 4.74%
2 Consumer Staples 1.02%
3 Healthcare 0.9%
4 Financials 0.57%
5 Utilities 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
1
iShares Core US Aggregate Bond ETF
AGG
$138B
$24.8M 7.61%
231,033
+4,900
+2% +$522K
BND icon
2
Vanguard Total Bond Market
BND
$162B
$24.8M 7.61%
306,083
+6,500
+2% +$523K
IEF icon
3
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$17.9M 5.49%
175,149
-79,837
-31% -$8.07M
DYN
4
DELISTED
Dynegy, Inc.
DYN
$15.8M 4.86%
819,416
– –
AMT icon
5
American Tower
AMT
$81.3B
$14.4M 4.41%
193,752
– –
VTI icon
6
Vanguard Morningstar Total Stock Market ETF
VTI
$697B
$12.1M 3.73%
138,606
-7,300
-5% -$634K
EFA icon
7
iShares MSCI EAFE ETF
EFA
$80.4B
$10.3M 3.15%
160,687
-53,224
-25% -$3.26M
TLT icon
8
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$9.17M 2.82%
86,150
+5,500
+7% +$583K
HYG icon
9
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$9.09M 2.79%
99,238
-26,926
-21% -$2.47M
BKLN icon
10
Invesco Senior Loan ETF
BKLN
$6.76B
$7.8M 2.4%
316,194
+251,883
+392% +$6.25M
TIP icon
11
iShares TIPS Bond ETF
TIP
$14.7B
$7.43M 2.28%
66,026
+44,544
+207% +$4.97M
SPY icon
12
State Street SPDR S&P 500 ETF Trust
SPY
$815B
$7.28M 2.24%
43,351
-39,919
-48% -$6.69M
IGIB icon
13
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$6.63M 2.04%
122,890
+112,890
+1,129% +$6.07M
PRFZ icon
14
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.92B
$6.49M 1.99%
362,400
-20,500
-5% -$356K
HYD icon
15
VanEck High Yield Muni ETF
HYD
$4.41B
$6.33M 1.94%
+108,236
New +$6.33M
PRF icon
16
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
$6.25M 1.92%
414,210
-14,595
-3% -$220K
IEI icon
17
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$6.18M 1.9%
50,964
-19,983
-28% -$2.41M
JNK icon
18
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$6.12M 1.88%
51,211
+167
+0.3% +$20K
VNQ icon
19
Vanguard Real Estate ETF
VNQ
$39.1B
$6.08M 1.87%
92,000
+3,300
+4% +$224K
IWV icon
20
iShares Russell 3000 ETF
IWV
$20.6B
$6.08M 1.87%
60,135
-3,200
-5% -$321K
IWB icon
21
iShares Russell 1000 ETF
IWB
$50.5B
$6.07M 1.86%
64,436
-3,200
-5% -$299K
PBP icon
22
Invesco S&P 500 BuyWrite ETF
PBP
$363M
$6.05M 1.86%
301,901
-38,854
-11% -$792K
IWM icon
23
iShares Russell 2000 ETF
IWM
$82.5B
$5.56M 1.71%
52,113
-41,542
-44% -$4.3M
ITB icon
24
iShares US Home Construction ETF
ITB
$2.37B
$5.1M 1.57%
228,099
+117,735
+107% +$2.59M
CSM icon
25
ProShares Large Cap Core Plus
CSM
$536M
$4.98M 1.53%
+250,748
New +$4.97M
1
2 3 4 5

Similar funds

SSA
Schonfeld Strategic Advisors New York $14.2B AUM 37.17% 1-Year Est. Return
FGP
Freestone Grove Partners San Francisco, California $14.2B AUM 24.58% 1-Year Est. Return
BIP
Brandes Investment Partners La Jolla, California $14.1B AUM 25.52% 1-Year Est. Return
CM
Capula Management Grand Cayman, Cayman Islands $14.1B AUM 19.14% 1-Year Est. Return
JFG
Jefferies Financial Group New York $14.6B AUM 40.95% 1-Year Est. Return
TI
Trexquant Investment Stamford, Connecticut $13.9B AUM 31.98% 1-Year Est. Return
SAM
Silvercrest Asset Management New York $13.8B AUM 28.39% 1-Year Est. Return
WHG
Westwood Holdings Group Dallas, Texas $13.7B AUM 21.48% 1-Year Est. Return

New York Life Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, New York Life Investment Management held 160 positions worth $326M, up 3.9% from $313M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

New York Life Investment Management's Q3 2013 filing shows 20 new, 32 increased, 48 reduced and 5 closed positions. Its largest new stake was VanEck High Yield Muni ETF: 108,236 shares worth $6.33M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $8.07M.

By sector, the portfolio is most concentrated in Real Estate at 4.7% of assets, down from 5.1% a quarter earlier, followed by Consumer Staples and Healthcare.

  • New York Life Investment Management's largest Q3 2013 buy was VanEck High Yield Muni ETF: 108,236 shares worth $6.33M.
  • New York Life Investment Management added most to Invesco Senior Loan ETF in Q3 2013, an estimated $6.25M increase.
  • New York Life Investment Management's biggest Q3 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $8.07M.
  • New York Life Investment Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2013, selling an estimated $6.92M.
  • New York Life Investment Management's ten largest holdings make up 45% of its $326M portfolio in Q3 2013.
  • New York Life Investment Management opened 20 new positions and closed 5 in Q3 2013.
  • New York Life Investment Management's portfolio value rose 3.9% quarter-over-quarter to $326M.

Based on New York Life Investment Management's 13F filing for Q3 2013, filed 14 Nov 2013.