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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
-0.74%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$607M
AUM Growth
+$16.7M
Cap. Flow
+$22.3M
Cap. Flow %
3.67%
Top 10 Hldgs %
46.1%
Holding
215
New
15
Increased
34
Reduced
33
Closed
17

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$19.7M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$14.8M
3
ITB icon
iShares US Home Construction ETF
ITB
+$10.9M
4
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$10.5M
5
CSD icon
Invesco S&P Spin-Off ETF
CSD
+$6.97M

Top Sells

Rank Stock Value
1
HVPW
U.S. Equity High Volatility Put Write Index Fund
HVPW
+$13.1M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.1M
3
XLKS
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
+$9.03M
4
TMV icon
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
+$6.34M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$6.28M

Sector Composition

Rank Sector Weight
1 Real Estate 4.03%
2 Consumer Staples 1.28%
3 Healthcare 1.23%
4 Technology 0.72%
5 Industrials 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINT icon
1
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$49.2M 8.1%
485,087
+194,076
+67% +$19.7M
ITB icon
2
iShares US Home Construction ETF
ITB
$2.37B
$43.5M 7.16%
1,932,061
+461,771
+31% +$10.9M
ULQ
3
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$33.1M 5.44%
659,122
+71,891
+12% +$3.61M
BND icon
4
Vanguard Total Bond Market
BND
$162B
$27M 4.44%
329,283
+2,900
+0.9% +$238K
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$138B
$27M 4.44%
247,133
+1,900
+0.8% +$207K
GURU icon
6
Global X Guru Index ETF
GURU
$64.3M
$21.9M 3.61%
833,870
+9,893
+1% +$261K
DXJ icon
7
WisdomTree Japan Hedged Equity Fund
DXJ
$7.56B
$21.9M 3.61%
418,756
-72,734
-15% -$3.66M
KBWB icon
8
Invesco KBW Bank ETF
KBWB
$6.85B
$19.6M 3.24%
534,169
+181,555
+51% +$6.65M
VGT icon
9
Vanguard Information Technology ETF
VGT
$151B
$18.7M 3.08%
1,493,760
-505,464
-25% -$6.28M
AMT icon
10
American Tower
AMT
$81.3B
$18.1M 2.99%
193,752
– –
KRE icon
11
State Street SPDR S&P Regional Banking ETF
KRE
$4.66B
$16.7M 2.75%
440,982
-156,107
-26% -$6.09M
IGIB icon
12
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$14.7M 2.42%
+268,840
New +$14.8M
IEF icon
13
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$13.5M 2.22%
130,271
+300
+0.2% +$31.1K
VTI icon
14
Vanguard Morningstar Total Stock Market ETF
VTI
$697B
$13.2M 2.18%
130,706
-118,441
-48% -$12.1M
PBP icon
15
Invesco S&P 500 BuyWrite ETF
PBP
$363M
$12M 1.97%
566,003
– –
CARZ icon
16
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$48.9M
$10.9M 1.8%
289,545
+9,220
+3% +$368K
IYW icon
17
iShares US Technology ETF
IYW
$25.8B
$10.8M 1.79%
430,616
+74,940
+21% +$1.87M
MNA icon
18
IQ ARB Merger Arbitrage ETF
MNA
$254M
$10.4M 1.71%
+379,107
New +$10.5M
TLT icon
19
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$10.2M 1.67%
87,450
-2,500
-3% -$288K
VTV icon
20
Vanguard Morningstar Value ETF
VTV
$194B
$9.64M 1.59%
118,669
-2,037
-2% -$166K
IVV icon
21
iShares Core S&P 500 ETF
IVV
$911B
$9.17M 1.51%
46,268
+12,855
+38% +$2.56M
EFA icon
22
iShares MSCI EAFE ETF
EFA
$80.4B
$9.15M 1.51%
142,750
+9,600
+7% +$640K
XLF icon
23
State Street Financial Select Sector SPDR ETF
XLF
$59.4B
$7.86M 1.29%
386,428
+1,834
+0.5% +$37K
CSD icon
24
Invesco S&P Spin-Off ETF
CSD
$236M
$6.94M 1.14%
+153,733
New +$6.97M
FM
25
DELISTED
iShares Frontier and Select EM ETF
FM
$6.83M 1.12%
180,492
+42,084
+30% +$1.62M
1
2 3 4 5

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FGP
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BIP
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JFG
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WHG
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New York Life Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, New York Life Investment Management held 215 positions worth $607M, up 2.8% from $591M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

New York Life Investment Management deployed $22.3M of net new capital in Q3 2014, opening 15 new positions and adding to 34 existing holdings. Its largest new stake was iShares 5-10 Year Investment Grade Corporate Bond ETF: 268,840 shares worth $14.7M.

By sector, the portfolio is most concentrated in Real Estate at 4% of assets, up from 3.9% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $12.1M trimmed.

  • New York Life Investment Management's largest Q3 2014 buy was iShares 5-10 Year Investment Grade Corporate Bond ETF: 268,840 shares worth $14.7M.
  • New York Life Investment Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2014, an estimated $19.7M increase.
  • New York Life Investment Management's biggest Q3 2014 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $12.1M.
  • New York Life Investment Management fully exited U.S. Equity High Volatility Put Write Index Fund in Q3 2014, selling an estimated $13.1M.
  • New York Life Investment Management's ten largest holdings make up 46% of its $607M portfolio in Q3 2014.
  • New York Life Investment Management opened 15 new positions and closed 17 in Q3 2014.
  • New York Life Investment Management's portfolio value rose 2.8% quarter-over-quarter to $607M.

Based on New York Life Investment Management's 13F filing for Q3 2014, filed 14 Nov 2014.