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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$912M
AUM Growth
+$15.4M
Cap. Flow
+$1.62M
Cap. Flow %
0.18%
Top 10 Hldgs %
77.82%
Holding
56
New
2
Increased
13
Reduced
21
Closed
14

Top Buys

Rank Stock Value
1
AGGP
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
+$78.6M
2
GRES
IQ ARB Global Resources
GRES
+$46.9M
3
HFXI icon
NYLI FTSE International Equity Currency Neutral ETF
HFXI
+$23.6M
4
QGTA
IQ Leaders GTAA Tracker ETF
QGTA
+$16.7M
5
AGGE
IQ Enhanced Core Bond U.S. ETF
AGGE
+$11.5M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$29M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29M
3
AMT icon
American Tower
AMT
+$22M
4
GVI icon
iShares Intermediate Government/Credit Bond ETF
GVI
+$18.2M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.6M

Sector Composition

Rank Sector Weight
1 Healthcare 7.54%
2 Energy 0.26%
3 Communication Services 0.02%
4 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGGP
1
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$201M 21.98%
9,853,229
+3,860,085
+64% +$78.6M
HFXI icon
2
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$2.12B
$130M 14.3%
7,155,440
+1,315,663
+23% +$23.6M
ESRX
3
DELISTED
Express Scripts Holding Company
ESRX
$68.8M 7.54%
975,024
-13,977
-1% -$1.05M
GRES
4
DELISTED
IQ ARB Global Resources
GRES
$66.4M 7.28%
2,554,644
+1,809,681
+243% +$46.9M
IWM icon
5
iShares Russell 2000 ETF
IWM
$82.4B
$58.8M 6.45%
473,549
-33,866
-7% -$4.12M
AGGE
6
DELISTED
IQ Enhanced Core Bond U.S. ETF
AGGE
$51M 5.58%
2,512,332
+564,317
+29% +$11.5M
VCLT icon
7
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.8B
$37M 4.06%
386,800
+2,500
+0.7% +$239K
GVI icon
8
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
$35.6M 3.9%
315,580
-161,259
-34% -$18.2M
QGTA
9
DELISTED
IQ Leaders GTAA Tracker ETF
QGTA
$31M 3.4%
1,422,810
+778,069
+121% +$16.7M
LQD icon
10
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$30.5M 3.34%
247,300
-32,655
-12% -$4.02M
IGLB icon
11
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.8B
$24.6M 2.69%
388,300
+2,400
+0.6% +$152K
HFXE
12
DELISTED
IQ 50 Percent Hedged FTSE Europe ETF
HFXE
$24.5M 2.69%
1,373,182
– –
HFXJ
13
DELISTED
IQ 50 Percent Hedged FTSE Japan ETF
HFXJ
$23.1M 2.53%
1,327,287
– –
IGIB icon
14
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$18.9M 2.07%
339,772
– –
BLV icon
15
Vanguard Long-Term Bond ETF
BLV
$5.73B
$12.3M 1.35%
124,700
+1,100
+0.9% +$109K
VCIT icon
16
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$12.1M 1.33%
135,600
+2,100
+2% +$188K
AAXJ icon
17
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.85B
$11.4M 1.25%
188,275
-17,874
-9% -$1.04M
VOE icon
18
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
$10.8M 1.18%
115,063
+83,415
+264% +$7.72M
VTIP icon
19
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$9.71M 1.06%
195,614
-24,582
-11% -$1.21M
EMLC icon
20
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
$8.21M 0.9%
215,152
+168,623
+362% +$6.38M
IWD icon
21
iShares Russell 1000 Value ETF
IWD
$84.3B
$7.2M 0.79%
68,143
+64,165
+1,613% +$6.77M
EWX icon
22
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$702M
$7.16M 0.78%
165,844
-41,829
-20% -$1.75M
SPLB icon
23
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.19B
$6.16M 0.68%
215,550
+1,050
+0.5% +$30K
TIP icon
24
iShares TIPS Bond ETF
TIP
$14.7B
$4.17M 0.46%
35,785
-5,225
-13% -$606K
HK
25
DELISTED
Halcon Resources Corporation
HK
$2.41M 0.26%
+257,329
New +$3.02M
1
2 3

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FGP
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BIP
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CM
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JFG
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WHG
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New York Life Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, New York Life Investment Management held 56 positions worth $912M, up 1.7% from $897M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

New York Life Investment Management's Q3 2016 filing shows 2 new, 13 increased, 21 reduced and 14 closed positions. Its largest new stake was Halcon Resources Corporation: 257,329 shares worth $2.41M. The largest sale was Vanguard Total Bond Market, an estimated $29M.

By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 8.4% a quarter earlier, followed by Energy and Communication Services.

  • New York Life Investment Management's largest Q3 2016 buy was Halcon Resources Corporation: 257,329 shares worth $2.41M.
  • New York Life Investment Management added most to IQ Enhanced Core Plus Bond U.S. ETF in Q3 2016, an estimated $78.6M increase.
  • New York Life Investment Management's biggest Q3 2016 reduction was iShares Intermediate Government/Credit Bond ETF, cutting an estimated $18.2M.
  • New York Life Investment Management fully exited Vanguard Total Bond Market in Q3 2016, selling an estimated $29M.
  • New York Life Investment Management's ten largest holdings make up 78% of its $912M portfolio in Q3 2016.
  • New York Life Investment Management opened 2 new positions and closed 14 in Q3 2016.
  • New York Life Investment Management's portfolio value rose 1.7% quarter-over-quarter to $912M.

Based on New York Life Investment Management's 13F filing for Q3 2016, filed 8 Nov 2016.