New York Life Investment Management’s First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF CARZ Stock Holding History

New York Life Investment Management’s Portfolio CARZ Stock Details CARZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-289,545	Closed	-$10.9M	–	264
2014 Q3	$10.9M	Buy	289,545 +9,220	+3%	+$368K	1.8%	16
2014 Q2	$11.4M	Buy	280,325 +52,034	+23%	+$2.08M	1.94%	16
2014 Q1	$9.41M	Buy	228,291 +169,791	+290%	+$6.64M	1.99%	16
2013 Q4	$2.32M	Buy	+58,500	New	+$2.3M	0.58%	43

Other funds holding CARZ

CIA

Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return

DBT

Dubuque Bank & Trust Dubuque, Iowa $748M AUM 12.31% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

ONB

Old National Bancorp Evansville, Indiana $5.02B AUM 25.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

HIC

Holderness Investments Company Greensboro, North Carolina $600M AUM 56.85% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

New York Life Investment Management's CARZ Position: Q4 2014 in Review

New York Life Investment Management sold out of First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF (CARZ) in Q4 2014, closing a stake of 289,545 shares — an estimated $10.9M sold.

New York Life Investment Management first reported a position in CARZ in Q4 2013 and held it in 4 quarters. The position peaked at $11.4M in Q2 2014. 22 funds tracked by Wall St. Rank hold CARZ as of Q4 2014.

New York Life Investment Management reported no remaining First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF position as of Q4 2014 after selling out during the quarter.
New York Life Investment Management sold 289,545 First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF shares in Q4 2014, an estimated $10.9M.
New York Life Investment Management first reported a position in First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF in Q4 2013 and held it in 4 quarters.
New York Life Investment Management's First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF position peaked at $11.4M in Q2 2014.
22 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF as of Q4 2014.

Based on New York Life Investment Management's 13F filing for Q4 2014, filed 13 Feb 2015.