New York Life Investment Management’s First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF CARZ Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-289,545	Closed	-$10.9M	–	264
2014 Q3	$10.9M	Buy	289,545 +9,220	+3%	+$348K	1.8%	16
2014 Q2	$11.4M	Buy	280,325 +52,034	+23%	+$2.12M	1.94%	16
2014 Q1	$9.41M	Buy	228,291 +169,791	+290%	+$7M	1.99%	16
2013 Q4	$2.32M	Buy	+58,500	New	+$2.32M	0.58%	43