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First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF

28 hedge funds and large institutions have $53.9M invested in First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 5

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

53% more capital invested

Capital invested by funds: $35.3M → $53.9M (+$18.6M)

12% more funds holding

Funds holding: 2528 (+3)

Holders
28
Holders Change
+3
Holders Change %
+12%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
12
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NYLIM
1
New York Life Investment Management
New York
$10.9M +$368K +9,220 +3%
X
2
Xponance
Pennsylvania
$8.08M +$8.55M +214,055 New
New York State Common Retirement Fund
3
New York State Common Retirement Fund
New York
$7.89M +$8.34M +209,015 New
CCMH
4
Cornerstone Capital Management Holdings
New York
$6.42M +$368K +9,220 +6%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$4.22M +$3.41M +85,502 +327%
LPL Financial
6
LPL Financial
California
$3.14M +$1.53M +38,422 +84%
Morgan Stanley
7
Morgan Stanley
New York
$2.19M -$1.22M -30,639 -35%
DBT
8
Dubuque Bank & Trust
Iowa
$2.1M -$46.7K -1,170 -2%
Lazard Asset Management
9
Lazard Asset Management
New York
$2.05M +$804K +20,135 +59%
CIA
10
Capital Investment Advisors
Georgia
$1.91M +$21.4K +537 +1%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.27M +$1.11M +27,775 +470%
Jane Street
12
Jane Street
New York
$1.2M +$780K +19,526 +160%
Bank of America
13
Bank of America
North Carolina
$1.08M +$123K +3,083 +12%
ONB
14
Old National Bancorp
Indiana
$501K
Deutsche Bank
15
Deutsche Bank
Germany
$269K +$1.4K +35 +0.5%
NFA
16
Nationwide Fund Advisors
Ohio
$266K +$141K +3,520 +100%
U
17
UBS
Switzerland
$260K -$322K -8,070 -54%
Wells Fargo
18
Wells Fargo
California
$31K +$32.3K +808 New
WEC
19
Winslow Evans & Crocker
Massachusetts
$29.6K +$40 +1 +0.1%
SIA
20
SeaBridge Investment Advisors
New Jersey
$22K
Creative Planning
21
Creative Planning
Kansas
$19K -$1.06M -26,486 -98%
GSC
22
Ground Swell Capital
South Carolina
$8K +$7.99K +200 New
MFS
23
MSI Financial Services
Massachusetts
$6K
Citigroup
24
Citigroup
New York
$4K
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$4K +$4.59K +115 New

CARZ Hedge Fund Activity: Q3 2014 in Review

28 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF (CARZ) for Q3 2014, worth a combined $53.9M — up 53% from $35.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new CARZ positions and 4 closed out — a net gain of 3 holders — while 12 added to existing stakes and 5 trimmed.

The largest buyer was Xponance, opening a new position worth an estimated $8.55M. The largest seller was Morgan Stanley, cutting an estimated $1.22M.

  • 28 institutional investors held First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF (CARZ) as of Q3 2014, up from 25 in Q2 2014.
  • Funds reported $53.9M of First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF stock for Q3 2014, up 53% quarter-over-quarter.
  • 7 funds opened new First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF positions in Q3 2014 and 4 closed out, a net change of +3 holders.
  • The largest First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF buyer in Q3 2014 was Xponance, an estimated $8.55M added.
  • The largest First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF seller in Q3 2014 was Morgan Stanley, an estimated $1.22M sold.

Based on aggregated 13F filings for Q3 2014.